Explore more topics
Public ownership evidence

Goldman Sachs Ultra Short Municipal Income ETF (GUMI) Ownership Disclosures

Read GUMI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 18 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Ameritas Advisory Services, LLC2026-06-302026-08-157,063$356,081None
Betterment LLC2026-06-302026-08-15117,242$5,911,000None
JANE STREET GROUP, LLC2026-06-302026-08-1514,726$742,411None
ROYAL BANK OF CANADA2026-06-302026-08-152,695$136,000None
CITADEL ADVISORS LLC2026-06-302026-08-158,087$407,706None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1510,717$540,298None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1538,000$1,915,770None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1533,964$1,712,295None
SFMG, LLC2026-06-302026-08-1412,096$609,820None
Elequin Capital, LP2026-06-302026-08-1488$4,437None
Summit Financial, LLC2026-06-302026-08-134,208$212,137None
STIFEL FINANCIAL CORP2026-06-302026-08-1320,017$1,009,157None
Keebeck Wealth Management2026-06-302026-08-126,970$351,393None
Occidental Asset Management, LLC2026-06-302026-08-085,000$252,075None
HighTower Advisors, LLC2026-06-302026-08-0693,572$4,717,438None
AXXCESS WEALTH MANAGEMENT, LLC2026-06-302026-07-2910,000$504,150None
Capital Investment Advisory Services, LLC2026-06-302026-07-241,990$100,326None
CARY STREET PARTNERS FINANCIAL LLC2026-06-302026-07-1823,806$1,200,169None

90-day public filing window, up to 50 source positions.

Ameritas Advisory Services, LLC ↗Betterment LLC ↗JANE STREET GROUP, LLC ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗GOLDMAN SACHS GROUP INC ↗GOLDMAN SACHS GROUP INC ↗GOLDMAN SACHS GROUP INC ↗SFMG, LLC ↗Elequin Capital, LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.