Explore more topics
SEC Form 4 research

PIPER JAFFRAY COMPANIES insider transactions

Inspect PIPER JAFFRAY COMPANIES's public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001230245
Reporting owners
51
Officers and directors
29
Jump to a section

What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

Show the table · 1 row, 7 columns

Scroll sideways to compare all columns. Select a heading to sort.

2026-10-012026-09-30Sterling Brian RA383$0Not reported

First displayed source row from Recent insider disclosures. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-30 and its public availability date is 2026-10-01. Subtracting those calendar dates gives 1 day of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC accession 0001837229-26-000016 ↗SEC accession 0001233126-26-000015 ↗SEC accession 0002038097-26-000016 ↗

Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Show the table · 10 rows, 7 columns

Scroll sideways to compare all columns. Select a heading to sort.

2026-10-012026-09-30Sterling Brian RA383$0Not reported
2026-10-012026-09-30SORAN PHILIPA383$0Not reported
2026-10-012026-09-30Gallo Ann CA383$0Not reported
2026-09-232026-09-22Schoppert Wendy LeeA1,396$0Not reported
2026-09-142026-09-11TAYLOR SCOTT CA91$0Not reported
2026-09-142026-09-11Sterling Brian RA33$0Not reported
2026-09-142026-09-11SORAN PHILIPA214$0Not reported
2026-09-142026-09-11Mitchell RobbinA42$0Not reported
2026-09-142026-09-11HOLT VICTORIA MA79$0Not reported
2026-09-142026-09-11Gallo Ann CA22$0Not reported

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Inspect all 30 displayed rows: Officers and directors in the directory

Scroll sideways to compare all columns. Select a heading to sort.

SMITH SHERRY M00012145524
Carter Timothy L00013720241
Geelan John W000156645610
Abraham Chad R000153859172
JOHNSON B KRISTINE000123198412
Harvey Stuart C. JR00015268642
Baker James P00017639801
Clune Katherine Patricia00020029441
Crawshaw Christopher D00015963636
Doyle Jonathan J000179688274
DUFF ANDREW S000118548217
Esckilsen Christine N00016649793
Fairman Francis E IV000133220310
FIREBAUGH RONALD T00012763872
FRANCIS MICHAEL000120499711
KAPLAN SAMUEL L00012400869
Klinefelter Jeffrey P000155421912
LaRue R Scott000153859020
O'Brien Brien M000148553937
PETERSON ROBERT W00012718535
PIPER ADDISON L000118127919
POLSKY LISA00013909505
Schoneman Debbra L.000143565446
SIMS FRANK L000121874014
Smith Thomas Gregory00016650302
SORAN PHILIP000123312642
Taylor Jean M00013344031
TAYLOR SCOTT C000127105827
Wilson David I000143561120
Winges Martin Bradley000145301820
SMITH SHERRY M ↗Carter Timothy L ↗Geelan John W ↗Abraham Chad R ↗JOHNSON B KRISTINE ↗Harvey Stuart C. JR ↗Baker James P ↗Clune Katherine Patricia ↗Crawshaw Christopher D ↗Doyle Jonathan J ↗DUFF ANDREW S ↗Esckilsen Christine N ↗Fairman Francis E IV ↗FIREBAUGH RONALD T ↗FRANCIS MICHAEL ↗KAPLAN SAMUEL L ↗Klinefelter Jeffrey P ↗LaRue R Scott ↗O'Brien Brien M ↗PETERSON ROBERT W ↗PIPER ADDISON L ↗POLSKY LISA ↗Schoneman Debbra L. ↗SIMS FRANK L ↗Smith Thomas Gregory ↗SORAN PHILIP ↗Taylor Jean M ↗TAYLOR SCOTT C ↗Wilson David I ↗Winges Martin Bradley ↗

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.