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SEC Form 4 research

CAPITAL ONE FINANCIAL CORP insider transactions

Inspect CAPITAL ONE FINANCIAL CORP's public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0000927628
Reporting owners
64
Officers and directors
41
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

Show the table · 1 row, 7 columns

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2026-10-072026-10-06Cooper Matthew WS3,500$196.22Not reported

First displayed source row from Recent insider disclosures. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-06 and its public availability date is 2026-10-07. Subtracting those calendar dates gives 1 day of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC accession 0001727277-26-000020 ↗SEC accession 0001741344-26-000024 ↗SEC accession 0001741273-26-000020 ↗

Recent insider disclosures

Inspect all 18 displayed rows: Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Scroll sideways to compare all columns. Select a heading to sort.

2026-10-072026-10-06Cooper Matthew WS3,500$196.22Not reported
2026-09-162026-09-15Karam CeliaS2,017$206.07Not reported
2026-09-162026-09-15Dean LiaS2,066$206.07Not reported
2026-09-032026-09-01Cooper Matthew WS3,500$214.1Not reported
2026-08-192026-08-17Karam CeliaS1$225.92Not reported
2026-08-192026-08-17Karam CeliaS1,887$225.52Not reported
2026-08-192026-08-17Dean LiaS1$225.92Not reported
2026-08-192026-08-17Dean LiaS2,192$225.52Not reported
2026-08-182026-08-13Mouadeb Mark DanielS1,199$225Not reported
2026-08-122026-08-10Zamsky MichaelS5,473$218.02Not reported
2026-08-112026-08-07Raghu RaviS50$218.49Not reported
2026-08-062026-08-04Mouadeb Mark DanielS1,183$220Not reported
2026-08-062026-08-04Cooper Matthew WS3,500$219.33Not reported
2026-08-052026-08-03Mouadeb Mark DanielS690$215Not reported
2026-08-042026-07-31Raghu RaviS444$210.7Not reported
2026-08-042026-07-31Raghu RaviS5,820$210.02Not reported
2026-08-042026-07-31Raghu RaviS3,462$209.27Not reported
2026-07-312026-07-29Golden Timothy PS3,487$211Not reported

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Inspect all 47 displayed rows: Officers and directors in the directory

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RASKIND PETER E00011816694
WEST CATHERINE00012380431
Haggerty Kaitlin00019058993
Santos Kleber00017020439
Hall Sheldon00017480652
FAIRBANK RICHARD D000123803212,708
Witter Jonathan W.00015284937
Slocum Michael000152849424
Mouadeb Mark Daniel000193819611
Sanjiv Yajnik000146691928
Blinde Neal000190601513
KLANE LARRY A000123803627
West Kara00019382846
LaPrade,III Frank G.000149794833
Borgmann Kevin S.000156791429
HACKETT ANN F000118866222
Blackley Richard Scott000152502054
Alexander Robert M.000142537485
BAILAR GREGOR000118291085
Berson Jory A000136563255
BOYDSTUN J HERBERT00012266972
Cooper Matthew W000172727717
Dean Lia00017412739
DIETZ W RONALD00012380311
Eder Noelle K00016917044
FINNERAN JOHN G JR000123803336
Golden Timothy P000170686512
GROSS PATRICK W000118434360
Hanson Jason P.00019826041
HAY LEWIS III000118270565
ING GROEP NV000103976551
JENKINS BENJAMIN P III00012320694
Karam Celia000174134410
LEROY PIERRE E000105570912
Newkirk Christopher T00016917113
PERLIN GARY L000125239517
Pike Lynn Ann000139786310
Raghu Ravi00019382036
SCHNALL PETER A000123804126
Schneider Ryan M.000142050135
SHATTUCK MAYO A III000108742633
WARNER BRADFORD H000119508625
Wassmer Michael J000169170612
WESTREICH STANLEY00012380461
williams craig a.00018487526
Young Andrew M00018397371
Zamsky Michael00019382617
RASKIND PETER E ↗WEST CATHERINE ↗Haggerty Kaitlin ↗Santos Kleber ↗Hall Sheldon ↗FAIRBANK RICHARD D ↗Witter Jonathan W. ↗Slocum Michael ↗Mouadeb Mark Daniel ↗Sanjiv Yajnik ↗Blinde Neal ↗KLANE LARRY A ↗West Kara ↗LaPrade,III Frank G. ↗Borgmann Kevin S. ↗HACKETT ANN F ↗Blackley Richard Scott ↗Alexander Robert M. ↗BAILAR GREGOR ↗Berson Jory A ↗BOYDSTUN J HERBERT ↗Cooper Matthew W ↗Dean Lia ↗DIETZ W RONALD ↗Eder Noelle K ↗FINNERAN JOHN G JR ↗Golden Timothy P ↗GROSS PATRICK W ↗Hanson Jason P. ↗HAY LEWIS III ↗ING GROEP NV ↗JENKINS BENJAMIN P III ↗Karam Celia ↗LEROY PIERRE E ↗Newkirk Christopher T ↗PERLIN GARY L ↗Pike Lynn Ann ↗Raghu Ravi ↗SCHNALL PETER A ↗Schneider Ryan M. ↗SHATTUCK MAYO A III ↗WARNER BRADFORD H ↗Wassmer Michael J ↗WESTREICH STANLEY ↗williams craig a. ↗Young Andrew M ↗Zamsky Michael ↗

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.