Public ownership evidence

YieldMax Universe Fund of Option Income ETFs (YMAX) Ownership Disclosures

Read YMAX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

YieldMax Universe Fund of Option Income ETFs: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
11,393
Value (USD)
$92,055
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read YMAX fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read YMAX fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2811,393$92,055None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2814,033$109,879None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15326$2,634None
Authentikos Wealth Advisory, LLC2026-06-302026-08-1524,970$201,759None
Ameritas Advisory Services, LLC2026-06-302026-08-15287$2,321None
OSAIC HOLDINGS, INC.2026-06-302026-08-15308$2,489None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,850$14,948None
JANE STREET GROUP, LLC2026-06-302026-08-1571,000$573,680Call
JANE STREET GROUP, LLC2026-06-302026-08-1531,471$254,286None
JANE STREET GROUP, LLC2026-06-302026-08-1528,500$230,280Put
HRT FINANCIAL LP2026-06-302026-08-1554,422$439,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1581,013$654,585None
CITADEL ADVISORS LLC2026-06-302026-08-1528,400$229,472Put
CITADEL ADVISORS LLC2026-06-302026-08-1516,813$135,849None
IHT Wealth Management, LLC2026-06-302026-08-15153,259$1,238,330None
Coppell Advisory Solutions LLC2026-06-302026-08-1517,842$141,844None
GROUP ONE TRADING LLC2026-06-302026-08-1552,124$421,162None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$8None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1580$646None
SWAN Capital LLC2026-06-302026-08-14450$3,636None
Visionary Wealth Advisors2026-06-302026-08-1423,063$186,351None
Creative Planning2026-06-302026-08-1414,490$117,080None
MORGAN STANLEY2026-06-302026-08-149$78None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13324$2,620None
Integrated Wealth Concepts LLC2026-06-302026-08-13170$1,374None
Cetera Investment Advisers2026-06-302026-08-1342,276$341,587None
SIMPLEX TRADING, LLC2026-06-302026-08-131,842$14,883None
Aptus Capital Advisors, LLC2026-06-302026-08-1310$81None
BANK OF MONTREAL /CAN/2026-06-302026-08-131,150$9,292None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-137,564$61,114None
Allworth Financial LP2026-06-302026-08-1216,088$129,992None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12110$889None
Arax Advisory Partners2026-06-302026-08-11896$7,240None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0862,338$503,688None
Janney Montgomery Scott LLC2026-06-302026-08-0620,350$164,000None
AE Wealth Management LLC2026-06-302026-08-04450$3,636None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0429,324$236,934None
ZEGA Investments, LLC2026-06-302026-08-0163,368$512,014None
DAYMARK WEALTH PARTNERS, LLC2026-06-302026-08-0114,193$114,682None
Belvedere Trading LLC2026-06-302026-08-0121,600$174,528Put
Belvedere Trading LLC2026-06-302026-08-0118,029$145,674None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-2925,251$204,028None
Canal Capital Management, LLC2026-06-302026-07-2911,001$88,889None
Straight Path Wealth Management2026-06-302026-07-2824,668$199,320None
Quaker Wealth Management, LLC2026-06-302026-07-25670$5,414None
PFG Investments, LLC2026-06-302026-07-2411,200$90,496None
WINNACLE WEALTH LLC2026-06-302026-07-23108,356$875,519None
Independent Wealth Network Inc.2026-06-302026-07-2118,929$152,949None
IFP Advisors, Inc2026-06-302026-07-216,087$49,183None
Farther Finance Advisors, LLC2026-06-302026-07-18330$2,665None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗MCGUIRE CAPITAL ADVISORS INC ↗Authentikos Wealth Advisory, LLC ↗Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗JANE STREET GROUP, LLC ↗JANE STREET GROUP, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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