Public ownership evidence

First Trust Expanded Technology ETF (XPND) Ownership Disclosures

Read XPND insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Expanded Technology ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Foundations Investment Advisors, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
12,175
Value (USD)
$509,440
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001743404-26-000008
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read XPND fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read XPND fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Foundations Investment Advisors, LLC2026-06-302026-08-1512,175$509,440None
OSAIC HOLDINGS, INC.2026-06-302026-08-1586,726$3,628,759None
&PARTNERS2026-06-302026-08-1510,693$447,428None
Harvest Investment Services, LLC2026-06-302026-08-1520,980$877,868None
CITADEL ADVISORS LLC2026-06-302026-08-1523,441$980,844None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1513,828$578,606None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15125$5,230None
Sanctuary Advisors, LLC2026-06-302026-08-1414,477$605,783None
UBS Group AG2026-06-302026-08-14150$6,276None
MORGAN STANLEY2026-06-302026-08-141$67None
Integrated Wealth Concepts LLC2026-06-302026-08-13163,627$6,846,668None
Cetera Investment Advisers2026-06-302026-08-135,173$216,461None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,833$76,694None
Colonial Trust Advisors2026-06-302026-08-12562$23,516None
Arkadios Wealth Advisors2026-06-302026-08-118,901$372,445None
Arkadios Wealth Advisors2026-06-302026-08-11967$40,462None
LPL Financial LLC2026-06-302026-08-0817,226$720,789None
Geneos Wealth Management Inc.2026-06-302026-08-074,892$204,681None
HighTower Advisors, LLC2026-06-302026-08-0640,208$1,682,424None
AE Wealth Management LLC2026-06-302026-08-04730$30,545None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0413,407$560,990None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3136,760$1,538,000None
HAZLETT, BURT & WATSON, INC.2026-06-302026-07-314,200$176,000None
Ashton Thomas Private Wealth, LLC2026-06-302026-07-30260$10,879None
Clear Creek Financial Management, LLC2026-06-302026-07-2919,685$823,681None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-298,363$349,947None
PRIVATE TRUST CO NA2026-06-302026-07-291,900$79,502None
Concurrent Investment Advisors, LLC2026-06-302026-07-285,270$220,517None
Concurrent Investment Advisors, LLC2026-06-302026-07-28584$24,436None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2836,760$1,538,000None
NATIONS FINANCIAL GROUP INC, /IA/ /ADV2026-06-302026-07-2429,064$1,216,128None
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2026-06-302026-07-232,866$117,459None
IFP Advisors, Inc2026-06-302026-07-211,058$44,270None

90-day public filing window, up to 50 source positions.

Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗&PARTNERS ↗Harvest Investment Services, LLC ↗CITADEL ADVISORS LLC ↗GOLDMAN SACHS GROUP INC ↗WELLS FARGO & COMPANY/MN ↗Sanctuary Advisors, LLC ↗UBS Group AG ↗MORGAN STANLEY ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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