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Public ownership evidence

XAI Floating Rate & Alternative Income Trust (XFLT) Ownership Disclosures

Read XFLT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TORONTO DOMINION BANK2026-06-302026-08-1521,501$377,343None
XTX Topco Ltd2026-06-302026-08-1522,027$386,574None
OSAIC HOLDINGS, INC.2026-06-302026-08-1516,532$290,168None
JANE STREET GROUP, LLC2026-06-302026-08-1510,815$189,803None
JANE STREET GROUP, LLC2026-06-302026-08-1515,042$263,987None
HRT FINANCIAL LP2026-06-302026-08-1523,025$404,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1554,102$949,490None
RIVERNORTH CAPITAL MANAGEMENT, LLC2026-06-302026-08-1591,734$1,609,932None
Bulldog Investors, LLP2026-06-302026-08-15316,500$5,554,575None
Cresset Asset Management, LLC2026-06-302026-08-15143,955$2,526,410None
ROYAL BANK OF CANADA2026-06-302026-08-156,105$107,000None
ROYAL BANK OF CANADA2026-06-302026-08-1552$1,000None
CITADEL ADVISORS LLC2026-06-302026-08-1512,004$210,670None
CITADEL ADVISORS LLC2026-06-302026-08-15274,817$4,823,038None
Invesco Ltd.2026-06-302026-08-1529,643$520,235None
Invesco Ltd.2026-06-302026-08-1559,347$1,041,540None
WELLS FARGO & COMPANY/MN2026-06-302026-08-152$31None
SWAN Capital LLC2026-06-302026-08-14246$4,317None
Rockefeller Capital Management L.P.2026-06-302026-08-1423$421None
Rockefeller Capital Management L.P.2026-06-302026-08-14698$12,250None
UBS Group AG2026-06-302026-08-1434,248$601,052None
BNP PARIBAS FINANCIAL MARKETS2026-06-302026-08-14768$13,478None
MORGAN STANLEY2026-06-302026-08-1466,907$1,174,218None
MORGAN STANLEY2026-06-302026-08-141,243$21,816None
MORGAN STANLEY2026-06-302026-08-1419,436$341,102None
MORGAN STANLEY2026-06-302026-08-14531,916$9,335,138None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13517$9,067None
Integrated Wealth Concepts LLC2026-06-302026-08-13382$6,706None
Matisse Capital2026-06-302026-08-1378,096$1,370,585None
Matisse Capital2026-06-302026-08-13268,000$4,703,400None
Cetera Investment Advisers2026-06-302026-08-1315,503$272,078None
GUGGENHEIM CAPITAL LLC2026-06-302026-08-13221,954$3,895,293None
GUGGENHEIM CAPITAL LLC2026-06-302026-08-13226$3,966None
ROBINSON CAPITAL MANAGEMENT, LLC2026-06-302026-08-1328,500$500,175None
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.2026-06-302026-08-1374,050$1,299,578None
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.2026-06-302026-08-1326,554$466,023None
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.2026-06-302026-08-1342,103$738,908None
SIT INVESTMENT ASSOCIATES INC2026-06-302026-08-13632,994$11,109,000None
Allworth Financial LP2026-06-302026-08-1259$1,036None
Eagle Point Credit Management LLC2026-06-302026-08-12439,852$7,719,403None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1242$737None
Virtus Investment Advisers, LLC2026-06-302026-08-1245,722$802,421None
Comprehensive Financial Planning, Inc./PA2026-06-302026-08-113$53None
Thomas J. Herzfeld Advisors, Inc.2026-06-302026-08-11198,688$3,486,974None
DANSKE BANK A/S2026-06-302026-08-111$18None
Quent Capital, LLC2026-06-302026-08-08340$5,967None
Pinnacle Wealth Planning Services, Inc.2026-06-302026-08-081,000$17,550None
LPL Financial LLC2026-06-302026-08-0836,459$639,850None
WPG Advisers, LLC2026-06-302026-08-07435$7,634None
Global Retirement Partners, LLC2026-06-302026-08-072,881$50,562None

90-day public filing window, up to 50 source positions.

TORONTO DOMINION BANK ↗XTX Topco Ltd ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗JANE STREET GROUP, LLC ↗HRT FINANCIAL LP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗RIVERNORTH CAPITAL MANAGEMENT, LLC ↗Bulldog Investors, LLP ↗Cresset Asset Management, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.