Public ownership evidence

Principal Exchange-Traded Funds Principal U.S. Mega-Cap ETF (USMC) Ownership Disclosures

Read USMC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Principal Exchange-Traded Funds Principal U.S. Mega-Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Jackson Wealth Management, LLC
Report period
2026-06-30
Available
2026-08-21
Reported shares
5,780
Value (USD)
$428,000
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001536799-26-000003
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read USMC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read USMC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Jackson Wealth Management, LLC2026-06-302026-08-215,780$428,000None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20185,788$13,771,887None
Concorde Asset Management, LLC2026-06-302026-08-192,700$200,142None
Equitable Holdings, Inc.2026-06-302026-08-184,113$304,887None
Perennial Investment Advisors, LLC2026-06-302026-08-154,249$314,965None
Ameritas Advisory Services, LLC2026-06-302026-08-1591,983$6,818,396None
Qube Research & Technologies Ltd2026-06-302026-08-1516,989$1,259,339None
OSAIC HOLDINGS, INC.2026-06-302026-08-15210,429$15,601,660None
JANE STREET GROUP, LLC2026-06-302026-08-152,716$201,328None
Orion Porfolio Solutions, LLC2026-06-302026-08-156,681$495,258None
GTS SECURITIES LLC2026-06-302026-08-1513,248$982,035None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,531$1,077,135None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1513,597$1,007,901None
ABOUND FINANCIAL, LLC2026-06-302026-08-15418$30,985None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-151,370$101,558None
Gotham Asset Management, LLC2026-06-302026-08-158,145$603,762None
&PARTNERS2026-06-302026-08-1560,528$4,485,702None
ROYAL BANK OF CANADA2026-06-302026-08-1575,946$5,630,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-153,390$251,290None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1516,730$1,240,140None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15518,185$38,411,361None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15117,227$8,689,644None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15691,738$51,276,290None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15336,717$24,959,728None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1523,121$1,713,890None
CreativeOne Wealth, LLC2026-06-302026-08-1436,761$2,724,989None
Rockefeller Capital Management L.P.2026-06-302026-08-1498$7,277None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1411,275$835,744None
UBS Group AG2026-06-302026-08-1419,843$1,470,902None
MARSHALL WACE, LLP2026-06-302026-08-141,471$109,045None
MARSHALL WACE, LLP2026-06-302026-08-141,270$94,145None
MORGAN STANLEY2026-06-302026-08-14688,164$51,011,356None
MORGAN STANLEY2026-06-302026-08-143,612$267,746None
FMR LLC2026-06-302026-08-141,155$85,627None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-131,084$82,521None
Regatta Research & Money Management2026-06-302026-08-13609$45,125None
Smartleaf Asset Management LLC2026-06-302026-08-1346,610$3,441,383None
Integrated Wealth Concepts LLC2026-06-302026-08-13472,316$35,012,232None
Strategic Wealth Partners, Ltd.2026-06-302026-08-1354$4,003None
Cetera Investment Advisers2026-06-302026-08-1342,953$3,183,972None
Baird Financial Group, Inc.2026-06-302026-08-134,318$320,079None
Advisory Services Network, LLC2026-06-302026-08-136,740$499,614None
EP Wealth Advisors, LLC2026-06-302026-08-13130,890$9,702,444None
NewEdge Advisors, LLC2026-06-302026-08-13199,956$14,822,077None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1324,337$1,804,013None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1327$2,001None
STIFEL FINANCIAL CORP2026-06-302026-08-1321,997$1,630,571None
US BANCORP \DE\2026-06-302026-08-1360,915$4,516,308None
JPMORGAN CHASE & CO2026-06-302026-08-1311,020$813,629None
JPMORGAN CHASE & CO2026-06-302026-08-1360,599$4,474,145None

90-day public filing window, up to 50 source positions.

Jackson Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Concorde Asset Management, LLC ↗Equitable Holdings, Inc. ↗Perennial Investment Advisors, LLC ↗Ameritas Advisory Services, LLC ↗Qube Research & Technologies Ltd ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗Orion Porfolio Solutions, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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