Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - September (USEP) Ownership Disclosures

Read USEP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator U.S. Equity Ultra Buffer ETF - September: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advus Financial Partners, LLC
Report period
2026-06-30
Available
2026-08-26
Reported shares
11,775
Value (USD)
$486,661
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002150676-26-000019
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read USEP fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read USEP fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Advus Financial Partners, LLC2026-06-302026-08-2611,775$486,661None
Advus Financial Partners, LLC2026-03-312026-08-2612,775$493,999None
Advus Financial Partners, LLC2025-12-312026-08-2612,775$502,451None
Advus Financial Partners, LLC2025-09-302026-08-2612,775$494,009None
Advus Financial Partners, LLC2025-06-302026-08-2612,775$470,824None
Archer Investment Corp2026-06-302026-08-208,022$331,555None
Vantage Point Financial LLC2026-06-302026-08-155,104$210,948None
Foundations Investment Advisors, LLC2026-06-302026-08-1519,621$810,936None
OSAIC HOLDINGS, INC.2026-06-302026-08-156,793$280,755None
OSAIC HOLDINGS, INC.2026-06-302026-08-1582,422$3,406,472None
JANE STREET GROUP, LLC2026-06-302026-08-155,916$244,508None
HRT FINANCIAL LP2026-06-302026-08-155,099$210,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1538,765$1,602,157None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1547,882$1,978,963None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,929$493,026None
ROYAL BANK OF CANADA2026-06-302026-08-15500$21,000None
CITADEL ADVISORS LLC2026-06-302026-08-1516,883$697,774None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1516,335$675,126None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15868$35,874None
Plum Street Advisors, LLC2026-06-302026-08-145,400$223,182None
Wood Tarver Financial Group, LLC2026-06-302026-08-149,017$372,000None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,368$139,199None
UBS Group AG2026-06-302026-08-141$41None
Arete Wealth Advisors, LLC2026-06-302026-08-1426,793$1,107,354None
Trek Financial, LLC2026-06-302026-08-1412,169$502,945None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-1391$3,806None
Truvestments Capital LLC2026-06-302026-08-134,339$179,331None
Integrated Wealth Concepts LLC2026-06-302026-08-131,515$62,615None
Cetera Investment Advisers2026-06-302026-08-1366,425$2,745,345None
Advisory Services Network, LLC2026-06-302026-08-1335,624$1,472,340None
Aptus Capital Advisors, LLC2026-06-302026-08-134,175$172,553None
WealthShield Partners, LLC2026-06-302026-08-132,961$122,378None
Prairie Wealth Advisors, Inc.2026-06-302026-08-130$888,227None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,814$240,293None
First Commonwealth Financial Corp /PA/2026-06-302026-08-1319,327$798,785None
JPMORGAN CHASE & CO2026-06-302026-08-1312,603$520,193None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1262$2,562None
Core Wealth Advisors, Inc.2026-06-302026-08-127,704$318,406None
Arete Wealth Advisors, LLC2025-12-312026-08-1232,466$1,277,537None
Arete Wealth Advisors, LLC2026-06-302026-08-1226,793$1,107,354None
Allworth Financial LP2026-06-302026-08-129,156$378,418None
AssuredPartners Investment Advisors, LLC2026-06-302026-08-115,617$232,151None
Arax Advisory Partners2026-06-302026-08-113,121$128,991None
SageView Advisory Group, LLC2026-03-312026-08-1130,227$1,168,854None
TOUNJIAN ADVISORY PARTNERS, LLC2026-06-302026-08-08200$8,266None
LPL Financial LLC2026-06-302026-08-0828,535$1,179,352None
IMG Wealth Management, Inc.2026-06-302026-08-0810,093$417,144None
SILVER OAK SECURITIES, INCORPORATED2026-06-302026-08-085,349$221,074None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0837,728$1,559,310None
Continuum Advisory, LLC2026-06-302026-08-077,491$309,603None

90-day public filing window, up to 50 source positions.

Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Archer Investment Corp ↗Vantage Point Financial LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.