Public ownership evidence

Upstart Holdings, Inc. Common stock (UPST) Ownership Disclosures

Read UPST insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Upstart Holdings, Inc. Common stock: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-09-10
Trade date
2026-09-10
Reporting owners
Gu Paul
Code
P
Shares
50,000
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0001832812-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read UPST fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read UPST fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-09-102026-09-10Gu PaulP50,000Not reported
2026-09-102026-09-08Datta SanjayS116,000Not reported
2026-08-282026-08-25Mirgorodskaya NataliaS913Not reported
2026-08-222026-08-20Mirgorodskaya NataliaS586Not reported
2026-08-222026-08-20Datta SanjayS8,945Not reported
2026-08-222026-08-19Datta SanjayS10,000Not reported
2026-08-222026-08-20Darling ScottS7,696Not reported
2026-08-202026-08-19Blankmeyer AndreaS3,000Not reported
2026-08-202026-08-17Blankmeyer AndreaS7,175Not reported
2026-08-202026-08-17Datta SanjayS2,033Not reported
2026-08-202026-08-17Darling ScottS814Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Arbor Wealth Management LLC\AZ2025-12-312026-09-012,296$100,404None
Cornerstone Financial Management LLC2026-06-302026-08-2920$709None
Cornerstone Financial Management LLC2025-12-312026-08-2913$568None
Advisors Asset Management, Inc.2021-12-312026-08-284,219$638,335None
Advisors Asset Management, Inc.2022-12-312026-08-281,046$13,828None
Advisors Asset Management, Inc.2022-06-302026-08-284,777$151,000None
Advisors Asset Management, Inc.2021-09-302026-08-282,705$856,000None
Corient Private Wealth LP2026-06-302026-08-2858,528$2,073,649None
Principia Wealth Advisory, LLC2026-06-302026-08-272$71None
Principia Wealth Advisory, LLC2026-03-312026-08-273$77None
Advisors Asset Management, Inc.2025-03-312026-08-2712,980$597,469None
Advisors Asset Management, Inc.2022-09-302026-08-275,143$107,000None
Advisors Asset Management, Inc.2022-03-312026-08-274,584$500,069None
Advisors Asset Management, Inc.2023-06-302026-08-27623$22,310None
Advisors Asset Management, Inc.2023-09-302026-08-27371$10,588None
Advisors Asset Management, Inc.2023-03-312026-08-27998$15,858None
Advisors Asset Management, Inc.2025-09-302026-08-2713,320$676,656None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-2612,000$425,160None
Advisors Asset Management, Inc.2025-06-302026-08-2513,500$873,180None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2595,138$3,370,739None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-253,370,739$95,138,000None
Advisors Asset Management, Inc.2024-12-312026-08-221,520$93,586None
Advisors Asset Management, Inc.2025-12-312026-08-2213,216$577,936None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2037,897$1,342,699None
Beacon Pointe Advisors, LLC2026-06-302026-08-198,418$298,250None
Orion Capital Management LLC2026-06-302026-08-192,700$95,661None
Ensign Peak Advisors, Inc2026-03-312026-08-195,150$132,098None
Ensign Peak Advisors, Inc2025-12-312026-08-195,150$225,210None
Ensign Peak Advisors, Inc2025-09-302026-08-1916,450$835,660None
Fulcrum Asset Management LLP2026-06-302026-08-19176$6,165None
Strive Financial Group ,LLC2026-06-302026-08-182$71None
Coastal Bridge Advisors, LLC2026-06-302026-08-1835,688$1,264,426None
Corient Private Wealth LP2026-06-302026-08-1855,644$1,971,397None
Transamerica Financial Advisors, LLC2026-06-302026-08-182$70None
Jefferies Financial Group Inc.2026-06-302026-08-1813,633,000$11,293,101None
Jefferies Financial Group Inc.2026-06-302026-08-1840,000$1,417,200Put
Jefferies Financial Group Inc.2026-06-302026-08-1875,000$2,657,250Call
Jefferies Financial Group Inc.2026-06-302026-08-1873,206$2,593,689None
Forum Finance Group S.A.2026-06-302026-08-1550$1,000None
Odyssean, LLC2026-06-302026-08-1580,393$2,848,324None
DARK FOREST CAPITAL MANAGEMENT LP2026-06-302026-08-1517,280$612,230None
TORONTO DOMINION BANK2026-06-302026-08-1546,000$37,260None
TORONTO DOMINION BANK2026-06-302026-08-1511$390None
SummitTX Capital, L.P.2026-06-302026-08-1548,844$1,730,543None
SEI INVESTMENTS CO2026-06-302026-08-15221,000$180,073None
SEI INVESTMENTS CO2026-06-302026-08-159,029$319,897None
SEI INVESTMENTS CO2026-06-302026-08-15738$26,190None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15120$4,252None
Federation des caisses Desjardins du Quebec2026-06-302026-08-152,065$73,163None
JPL Wealth Management, LLC2026-06-302026-08-153$107None

90-day public filing window, up to 50 source positions.

Arbor Wealth Management LLC\AZ ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗Principia Wealth Advisory, LLC ↗Principia Wealth Advisory, LLC ↗

Recent Congressional disclosures

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Tony Wied2026-10-032026-09-17sale$15,001 - $50,000

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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