Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) Ownership Disclosures

Read UNOV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator U.S. Equity Ultra Buffer ETF - November: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
ATX Financial Planning, LLC
Report period
2026-06-30
Available
2026-08-21
Reported shares
9,193
Value (USD)
$369,191
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002111013-26-000003
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read UNOV fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read UNOV fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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ATX Financial Planning, LLC2026-06-302026-08-219,193$369,191None
Archer Investment Corp2026-06-302026-08-201,919$77,067None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-184,274$172,000None
Foundations Investment Advisors, LLC2026-06-302026-08-1521,754$873,641None
OSAIC HOLDINGS, INC.2026-06-302026-08-15600$24,096None
OSAIC HOLDINGS, INC.2026-06-302026-08-15136,315$5,474,370None
HRT FINANCIAL LP2026-06-302026-08-1514,145$568,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1524,009$964,201None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1528,595$1,148,375None
RK Capital Management, LLC/FL2026-06-302026-08-1562,133$2,495,261None
CITADEL ADVISORS LLC2026-06-302026-08-1513,813$554,730None
IHT Wealth Management, LLC2026-06-302026-08-1532,453$1,303,312None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,585$344,774None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,174$207,788None
BARCLAYS PLC2026-06-302026-08-151,942$77,991None
Arete Wealth Advisors, LLC2026-06-302026-08-1413,518$542,612None
Creative Planning2026-06-302026-08-1425,691$1,031,765None
Three Seasons Wealth, LLC2026-06-302026-08-1411,117$446,459None
Trek Financial, LLC2026-06-302026-08-1439,665$1,592,946None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-146,200$248,992None
MORGAN STANLEY2026-06-302026-08-141,447$58,112None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13127$5,100None
Regatta Research & Money Management2026-06-302026-08-13542$21,767None
Regatta Research & Money Management2026-06-302026-08-13469$18,836None
Cetera Investment Advisers2026-06-302026-08-1323,920$960,627None
Advisory Services Network, LLC2026-06-302026-08-137,938$318,790None
Aptus Capital Advisors, LLC2026-06-302026-08-132,700$108,432None
WealthShield Partners, LLC2026-06-302026-08-139,392$377,183None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-134,393$176,423None
Keating Financial Advisory Services, Inc.2026-06-302026-08-12160$6,426None
Arete Wealth Advisors, LLC2025-12-312026-08-1214,136$538,016None
Arete Wealth Advisors, LLC2026-06-302026-08-1213,518$542,612None
Arax Advisory Partners2026-06-302026-08-112,066$82,971None
SageView Advisory Group, LLC2026-06-302026-08-1123,556$946,025None
SageView Advisory Group, LLC2026-03-312026-08-1123,556$877,940None
Sigma Planning Corp2026-06-302026-08-085,275$211,844None
LPL Financial LLC2026-06-302026-08-0841,027$1,647,644None
IMG Wealth Management, Inc.2026-06-302026-08-0812,728$511,156None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0827,680$1,111,639None
FINANCIAL MANAGEMENT NETWORK INC2026-06-302026-08-077,950$319,996None
Continuum Advisory, LLC2026-06-302026-08-072,523$101,324None
Capital Analysts, LLC2026-06-302026-08-062,639$106,000None
HighTower Advisors, LLC2026-06-302026-08-0648,952$1,965,912None
Berger Financial Group, Inc2026-06-302026-08-0521,855$877,697None
MONEY CONCEPTS CAPITAL CORP2026-06-302026-08-059,502$381,600None
AE Wealth Management LLC2026-06-302026-08-04168$6,747None
AE Wealth Management LLC2026-06-302026-08-0442,663$1,713,346None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0445,551$1,829,328None
Archer Investment Corp2026-06-302026-08-041,919$77,067None
WorthPointe, LLC2026-06-302026-08-015,130$206,021None

90-day public filing window, up to 50 source positions.

ATX Financial Planning, LLC ↗Archer Investment Corp ↗CENTAURUS FINANCIAL, INC. ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗RK Capital Management, LLC/FL ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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