Explore more topics
Public ownership evidence

Innovator U.S. Equity Ultra Buffer ETF - May (UMAY) Ownership Disclosures

Read UMAY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Archer Investment Corp2026-06-302026-08-20467$17,747None
Beacon Pointe Advisors, LLC2026-06-302026-08-197,753$294,633None
Foundations Investment Advisors, LLC2026-06-302026-08-1523,703$900,771None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,758$66,808None
OSAIC HOLDINGS, INC.2026-06-302026-08-15400$15,201None
OSAIC HOLDINGS, INC.2026-06-302026-08-1563,952$2,430,180None
OLD MISSION CAPITAL LLC2026-06-302026-08-1524,230$920,798None
Cerity Partners LLC2026-06-302026-08-1583,648$3,178,825None
ROYAL BANK OF CANADA2026-06-302026-08-155,767$219,000None
CITADEL ADVISORS LLC2026-06-302026-08-1516,899$642,203None
Larson Financial Group LLC2026-06-302026-08-15186$7,068None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-156,858$260,620None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1512,025$456,979None
Wood Tarver Financial Group, LLC2026-06-302026-08-1432,789$1,246,000None
Steward Partners Investment Advisory, LLC2026-06-302026-08-149,194$349,394None
Trek Financial, LLC2026-06-302026-08-1419,203$729,760None
MORGAN STANLEY2026-06-302026-08-149,555$363,113None
Cetera Investment Advisers2026-06-302026-08-1356,244$2,137,422None
Advisory Services Network, LLC2026-06-302026-08-1313,105$498,021None
WealthShield Partners, LLC2026-06-302026-08-136,841$259,974None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1262$2,356None
WEALTH ALLIANCE, LLC2026-06-302026-08-1211,220$426,387None
Allworth Financial LP2026-06-302026-08-1215,362$583,793None
Arkadios Wealth Advisors2026-06-302026-08-1115,956$606,366None
TOUNJIAN ADVISORY PARTNERS, LLC2026-06-302026-08-084,355$165,500None
LPL Financial LLC2026-06-302026-08-0819,043$723,680None
IMG Wealth Management, Inc.2026-06-302026-08-0811,400$433,227None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0827,784$1,055,859None
Continuum Advisory, LLC2026-06-302026-08-071,627$61,830None
Virtue Capital Management, LLC2026-06-302026-08-069,201$349,660None
MONEY CONCEPTS CAPITAL CORP2026-06-302026-08-0518,255$693,734None
Savvy Advisors, Inc.2026-06-302026-08-045,312$201,869None
AE Wealth Management LLC2026-06-302026-08-048,976$341,110None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0463,064$2,396,583None
Archer Investment Corp2026-06-302026-08-04467$17,747None
FOUNDERS FINANCIAL SECURITIES LLC2026-06-302026-08-015,329$202,515None
Financial Network Wealth Advisors LLC2026-06-302026-07-30462$17,557None
Bedel Financial Consulting, Inc.2026-06-302026-07-305,722$217,450None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3054,396$2,067,180None
Kestra Advisory Services, LLC2026-06-302026-07-2957,838$2,197,983None
Atria Investments, Inc2026-06-302026-07-2915,435$586,567None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-29527$20,027None
TRUIST FINANCIAL CORP2026-06-302026-07-2923,142$879,452None
KINGSWOOD WEALTH ADVISORS, LLC2026-06-302026-07-285,355$203,503None
Allegiance Financial Group Advisory Services LLC2026-06-302026-07-287,355$279,508None
Strategic Blueprint, LLC2026-06-302026-07-247,347$279,204None
Capital Investment Advisory Services, LLC2026-06-302026-07-243,199$121,570None
Chris Bulman Inc2026-06-302026-07-236,310$239,795None
Foundry Financial Group, Inc.2026-06-302026-07-235,375$204,263None
KFG WEALTH MANAGEMENT, LLC2026-06-302026-07-2344,688$1,698,257None

90-day public filing window, up to 50 source positions.

Archer Investment Corp ↗Beacon Pointe Advisors, LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OLD MISSION CAPITAL LLC ↗Cerity Partners LLC ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.