Public ownership evidence

YieldMax Ultra Option Income Strategy ETF (ULTY) Ownership Disclosures

Read ULTY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

YieldMax Ultra Option Income Strategy ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-03-31
Available
2026-08-28
Reported shares
924
Value (USD)
$28,340
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015706
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read ULTY fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read ULTY fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28924$28,340None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1572$2,129None
Ameritas Advisory Services, LLC2026-06-302026-08-15810$23,960None
OSAIC HOLDINGS, INC.2026-06-302026-08-15128$3,785None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,085$32,097None
JANE STREET GROUP, LLC2026-06-302026-08-1550,834$1,503,161None
JANE STREET GROUP, LLC2026-06-302026-08-1522,480$664,734Put
JANE STREET GROUP, LLC2026-06-302026-08-1513,870$410,136Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1527,800$822,046Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15742,300$21,949,811Put
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1548,626$1,437,871None
CITADEL ADVISORS LLC2026-06-302026-08-1567,820$2,005,437Put
CITADEL ADVISORS LLC2026-06-302026-08-1520,907$618,220None
CITADEL ADVISORS LLC2026-06-302026-08-1513,500$399,195Call
IHT Wealth Management, LLC2026-06-302026-08-1564,431$1,905,216None
GROUP ONE TRADING LLC2026-06-302026-08-155,671$167,691None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$38None
Tidal Investments LLC2026-06-302026-08-14729,398$21,319,501None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14884$26,150None
UBS Group AG2026-06-302026-08-14428$12,656None
One Capital Management, LLC2026-06-302026-08-1427,883$855,171None
Elequin Capital, LP2026-06-302026-08-1482$2,425None
MORGAN STANLEY2026-06-302026-08-14290$8,575None
SIMPLEX TRADING, LLC2026-06-302026-08-135,361$158,524None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1376$2,250None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-125$148None
Arax Advisory Partners2026-06-302026-08-11846$25,017None
NATIONAL BANK OF CANADA /FI/2026-06-302026-08-11436$12,888None
Quadrature Capital Ltd2026-06-302026-08-089,878$292,092None
ROTHSCHILD INVESTMENT LLC2026-06-302026-08-07257$7,599None
Clearstead Advisors, LLC2026-06-302026-08-0710$296None
FIFTH THIRD BANCORP2026-06-302026-08-06170$5,027None
Belvedere Trading LLC2026-06-302026-08-0114,800$429,653Put
Cornerstone Planning Group LLC2026-06-302026-07-30160$4,353None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3024,571$726,560None
DUNCKER STREETT & CO INC2026-06-302026-07-2920$591None
HALBERT HARGROVE GLOBAL ADVISORS, LLC2026-06-302026-07-221,950$57,662None
Farther Finance Advisors, LLC2026-06-302026-07-18203$6,003None
SALEM INVESTMENT COUNSELORS INC2026-06-302026-07-15700$20,699None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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