Public ownership evidence

United-Guardian, Inc. (UG) Ownership Disclosures

Read UG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

United-Guardian, Inc.: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
UNITED CAPITAL FINANCIAL ADVISORS, LLC
Report period
2026-06-30
Available
2026-08-18
Reported shares
20,070
Value (USD)
$143,300
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001463217-26-000004
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read UG fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read UG fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1820,070$143,300None
OSAIC HOLDINGS, INC.2026-06-302026-08-15998$7,125None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,579$118,374None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15100$716None
FIRST MANHATTAN CO. LLC.2026-06-302026-08-1513,062$93,263None
BARCLAYS PLC2026-06-302026-08-152$14None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,000$7,141None
VANGUARD CAPITAL MANAGEMENT LLC2026-06-302026-08-14128,340$916,348None
Vanguard Global Advisers, LLC2026-06-302026-08-141,547$11,046None
UBS Group AG2026-06-302026-08-141,858$13,266None
UBS Group AG2026-06-302026-08-14329$2,349None
RENAISSANCE TECHNOLOGIES LLC2026-06-302026-08-14166,766$1,190,709None
VANGUARD FIDUCIARY TRUST CO2026-06-302026-08-1418,380$131,233None
MORGAN STANLEY2026-06-302026-08-14779$5,562None
MORGAN STANLEY2026-06-302026-08-141$7None
Hikari Tsushin, Inc.2026-06-302026-08-139,500$67,830None
GEODE CAPITAL MANAGEMENT, LLC2026-06-302026-08-135,859$41,833None
GEODE CAPITAL MANAGEMENT, LLC2026-06-302026-08-1329,565$211,162None
Teton Advisors, LLC2026-06-302026-08-1353,761$383,854None
GABELLI FUNDS LLC2026-06-302026-08-1338,000$271,320None
GAMCO INVESTORS, INC. ET AL2026-06-302026-08-13164,388$1,173,730None
Tower Research Capital LLC (TRC)2026-06-302026-08-12555$3,963None
DIMENSIONAL FUND ADVISORS LP2026-06-302026-08-123,582$25,575None
DIMENSIONAL FUND ADVISORS LP2026-06-302026-08-1269,588$496,858None
BlackRock, Inc.2026-06-302026-08-083,009$21,484None
BlackRock, Inc.2026-06-302026-08-0811,161$79,690None
BlackRock, Inc.2026-06-302026-08-08544$3,884None
Caitong International Asset Management Co., Ltd2026-06-302026-08-062$14None
Rodgers Brothers Inc.2026-06-302026-08-0659,600$425,544None
HighTower Advisors, LLC2026-06-302026-08-0611,000$78,540None
CALDWELL SUTTER CAPITAL, INC.2026-06-302026-08-063,324$23,733None
SBI Securities Co., Ltd.2026-06-302026-07-24163$1,164None
PARTHENON LLC2026-06-302026-07-2450,636$361,541None
Advantage Trust Co2026-06-302026-07-18100$714None

90-day public filing window, up to 50 source positions.

UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗JONES FINANCIAL COMPANIES LLLP ↗FIRST MANHATTAN CO. LLC. ↗BARCLAYS PLC ↗WELLS FARGO & COMPANY/MN ↗VANGUARD CAPITAL MANAGEMENT LLC ↗Vanguard Global Advisers, LLC ↗UBS Group AG ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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