Public ownership evidence

UBS Group AG (UBS) Ownership Disclosures

Read UBS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Cornerstone Financial Management LLC2026-06-302026-08-29363$17,990None
Cornerstone Financial Management LLC2026-03-312026-08-29209$8,166None
Cornerstone Financial Management LLC2025-12-312026-08-29198$9,169None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2942,108$1,289,782None
Advisors Asset Management, Inc.2021-12-312026-08-2854,416$972,414None
Advisors Asset Management, Inc.2022-12-312026-08-2846,598$869,985None
Advisors Asset Management, Inc.2020-06-302026-08-2818,936$218,521None
Advisors Asset Management, Inc.2022-06-302026-08-2859,493$965,000None
Advisors Asset Management, Inc.2021-09-302026-08-2841,719$665,000None
Corient Private Wealth LP2026-06-302026-08-28104,646$5,186,244None
Principia Wealth Advisory, LLC2026-06-302026-08-27263$13,034None
Principia Wealth Advisory, LLC2026-03-312026-08-27229$8,947None
Brown Financial Advisors2026-06-302026-08-276,844$339,189None
Advisors Asset Management, Inc.2024-03-312026-08-2726,972$828,580None
Advisors Asset Management, Inc.2025-03-312026-08-2727,838$852,678None
Advisors Asset Management, Inc.2022-09-302026-08-2752,454$761,000None
Advisors Asset Management, Inc.2020-12-312026-08-279,453$134,000None
Advisors Asset Management, Inc.2022-03-312026-08-2764,079$1,252,104None
Advisors Asset Management, Inc.2023-06-302026-08-2737,350$757,085None
Advisors Asset Management, Inc.2023-09-302026-08-2731,248$770,263None
Advisors Asset Management, Inc.2023-03-312026-08-2743,193$921,739None
Advisors Asset Management, Inc.2021-03-312026-08-2717,357$269,554None
Advisors Asset Management, Inc.2021-06-302026-08-2732,426$497,000None
Advisors Asset Management, Inc.2020-09-302026-08-278,273$92,244None
Advisors Asset Management, Inc.2025-09-302026-08-2739,770$1,630,570None
Advisors Asset Management, Inc.2023-12-312026-08-2729,197$902,187None
Groupe la Francaise2026-06-302026-08-26146,890$7,289,685None
Advisors Asset Management, Inc.2019-12-312026-08-2654,529$685,975None
Advisors Asset Management, Inc.2025-06-302026-08-2533,200$1,122,824None
Advisors Asset Management, Inc.2024-09-302026-08-2231,596$976,632None
Advisors Asset Management, Inc.2024-06-302026-08-2228,388$838,582None
Advisors Asset Management, Inc.2024-12-312026-08-2230,739$932,006None
Advisors Asset Management, Inc.2025-12-312026-08-2247,595$2,204,124None
Advisors Asset Management, Inc.2020-03-312026-08-2237,225$344,704None
Assenagon Asset Management S.A.2026-06-302026-08-2216,536,418$821,228,336None
Rehmann Capital Advisory Group2026-06-302026-08-2121,270$1,054,163None
Bullock Wealth Management Group2026-06-302026-08-20383$19,043None
Kingsview Wealth Management, LLC2026-06-302026-08-2010,019$496,548None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20160,099$7,934,512None
Sankala Group LLC2026-06-302026-08-1944$2,330None
Advisors Asset Management, Inc.2019-03-312026-08-1963,587$770,039None
Advisors Asset Management, Inc.2019-09-302026-08-1964,486$729,337None
Advisors Asset Management, Inc.2019-06-302026-08-1971,030$841,706None
Liontrust Investment Partners LLP2026-06-302026-08-192,458,659$122,102,373None
Ensign Peak Advisors, Inc2026-03-312026-08-19115,794$4,428,287None
Ensign Peak Advisors, Inc2025-12-312026-08-19140,094$6,535,657None
Ensign Peak Advisors, Inc2025-09-302026-08-19140,094$5,724,195None
PIN OAK INVESTMENT ADVISORS INC2026-06-302026-08-1922$1,000None
Caitlin John, LLC2026-06-302026-08-1827$1,338None
Corient Private Wealth LP2026-06-302026-08-18105,702$5,238,580None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.