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Public ownership evidence

TRI-Continental Corporation (TY) Ownership Disclosures

Read TY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2811,138$383,370None
Advisors Asset Management, Inc.2025-03-312026-08-2724,044$737,429None
Advisors Asset Management, Inc.2025-09-302026-08-2725,087$852,958None
Advisors Asset Management, Inc.2025-06-302026-08-2525,269$800,017None
Advisors Asset Management, Inc.2025-12-312026-08-2224,998$816,435None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2011,068$380,940None
RB Capital Management, LLC2026-06-302026-08-1961,076$2,102,237None
Corient Private Wealth LP2026-06-302026-08-1811,801$406,181None
Financial Plan, Inc.2026-06-302026-08-1513,091$450,592None
SEI INVESTMENTS CO2026-06-302026-08-1510,847$373,340None
Advisors Asset Management, Inc.2026-06-302026-08-1524,609$847,042None
XTX Topco Ltd2026-06-302026-08-1513,688$471,141None
Foundations Investment Advisors, LLC2026-06-302026-08-1518,125$623,848None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,325$45,607None
OSAIC HOLDINGS, INC.2026-06-302026-08-15126,579$4,357,010None
Engineers Gate Manager LP2026-06-302026-08-159,876$339,932None
Capstone Financial Advisors, Inc.2026-06-302026-08-1575,513$2,599,158None
Heritage Wealth Advisors2026-06-302026-08-1517,846$614,259None
Ancora Advisors LLC2026-06-302026-08-153,900$134,238None
Waverly Advisors, LLC2026-06-302026-08-1514,153$487,141None
&PARTNERS2026-06-302026-08-1525,598$881,097None
LAZARD ASSET MANAGEMENT LLC2026-06-302026-08-15671,046$23,097,403None
Thrivent Financial for Lutherans2026-06-302026-08-1517,373$598,000None
Thrivent Financial for Lutherans2026-06-302026-08-1512,516$431,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-152,639$91,441None
AMERIPRISE FINANCIAL INC2026-06-302026-08-157,969$274,305None
Cerity Partners LLC2026-06-302026-08-1517,180$591,340None
Cerity Partners LLC2026-06-302026-08-15630$21,680None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-158,673$298,525None
ROYAL BANK OF CANADA2026-06-302026-08-1536,188$1,246,000None
ROYAL BANK OF CANADA2026-06-302026-08-1514,780$509,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-156,345$218,395None
CITADEL ADVISORS LLC2026-06-302026-08-1512,748$438,786None
Saba Capital Management, L.P.2026-06-302026-08-15689,725$23,740,335None
BRADLEY FOSTER & SARGENT INC/CT2026-06-302026-08-155,963$205,246None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1559,297$2,041,019None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15190,040$6,541,163None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15102,315$3,521,678None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1543,663$1,502,880None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,493$51,389None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1534,521$1,188,202None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1513,032$448,561None
Pathstone Holdings, LLC2026-06-302026-08-1411,291$388,636None
Pathstone Holdings, LLC2026-06-302026-08-1444,644$1,536,646None
Allspring Global Investments Holdings, LLC2026-06-302026-08-14445,614$15,338,034None
Quantinno Capital Management LP2026-06-302026-08-148,616$296,584None
Rockefeller Capital Management L.P.2026-06-302026-08-1415,551$535,268None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1438,960$1,341,013None
UBS Group AG2026-06-302026-08-14226,335$7,790,451None
Mariner, LLC2026-06-302026-08-14103,309$3,555,912None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗RB Capital Management, LLC ↗Corient Private Wealth LP ↗Financial Plan, Inc. ↗SEI INVESTMENTS CO ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.