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Public ownership evidence

Simplify Short Term Treasury Futures Strategy ETF (TUA) Ownership Disclosures

Read TUA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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FSA Advisors, Inc.2026-06-302026-08-1814,288$291,824None
Authentikos Wealth Advisory, LLC2026-06-302026-08-15262,798$5,367,660None
IFG Advisory, LLC2026-06-302026-08-1534,486$704,376None
OSAIC HOLDINGS, INC.2026-06-302026-08-1512,734$260,173None
HRT FINANCIAL LP2026-06-302026-08-1539,011$796,000None
Ancora Advisors LLC2026-06-302026-08-153,500$71,487None
Ancora Advisors LLC2026-06-302026-08-15993,422$20,290,644None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1510,670$217,935None
ROYAL BANK OF CANADA2026-06-302026-08-154,412$90,000None
ROYAL BANK OF CANADA2026-06-302026-08-1575,055$1,533,000None
CITADEL ADVISORS LLC2026-06-302026-08-15139,754$2,854,475None
CITADEL ADVISORS LLC2026-06-302026-08-1591,700$1,872,973Call
IHT Wealth Management, LLC2026-06-302026-08-1552,723$1,076,870None
GROUP ONE TRADING LLC2026-06-302026-08-1510,139$207,089None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1541,000$837,425None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$14None
FSA Advisors, Inc.2026-06-302026-08-1414,288$291,824None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14146$2,982None
UBS Group AG2026-06-302026-08-1497$1,981None
HOLLENCREST CAPITAL MANAGEMENT2026-06-302026-08-14201,303$4,111,605None
Trek Financial, LLC2026-06-302026-08-141,248,306$25,496,661None
MORGAN STANLEY2026-06-302026-08-14532$10,866None
MORGAN STANLEY2026-06-302026-08-144$101None
FMR LLC2026-06-302026-08-14270$5,515None
Montgomery Financial Services LLC2026-06-302026-08-1317,341$354,190None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13199$4,056None
Legacy PCG, LLC2026-06-302026-08-1322,004$447,121None
Integrated Wealth Concepts LLC2026-06-302026-08-13234$4,780None
SIMPLEX TRADING, LLC2026-06-302026-08-133,038$62,051None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13340$6,945None
US BANCORP \DE\2026-06-302026-08-13900$18,383None
Integrated Wealth Management2026-06-302026-08-1263,803$1,303,168None
VIRTUS ADVISERS, LLC2026-06-302026-08-12304$6,209None
BRIGHTON JONES LLC2026-06-302026-08-1210,669$217,921None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-124,992$101,962None
HOWARD BAILEY SECURITIES, LLC2026-06-302026-08-11156,987$3,206,466None
Csenge Advisory Group2026-06-302026-08-1132,821$670,372None
NATIONAL BANK OF CANADA /FI/2026-06-302026-08-11634$12,946None
TOUNJIAN ADVISORY PARTNERS, LLC2026-06-302026-08-0849,358$1,008,128None
Kingdom Financial Group LLC.2026-06-302026-08-0838,296$782,191None
Lloyd Advisory Services, LLC.2026-06-302026-08-08679,397$13,876,681None
LPL Financial LLC2026-06-302026-08-08431,936$8,822,298None
BRIGHTON JONES LLC2026-03-312026-08-0810,592$223,498None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0816,320$333,346None
Geneos Wealth Management Inc.2026-06-302026-08-07790$16,150None
GenTrust, LLC2026-06-302026-08-073,302,450$67,452,549None
SMART Wealth LLC2026-06-302026-08-0717,838$364,332None
Cumberland Partners Ltd2026-06-302026-08-0719,232$392,814None
Magnolia Private Wealth, LLC2026-06-302026-08-06242,589$3,242,256None
HighTower Advisors, LLC2026-06-302026-08-061,709,228$34,910,985None

90-day public filing window, up to 50 source positions.

FSA Advisors, Inc. ↗Authentikos Wealth Advisory, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗Ancora Advisors LLC ↗Ancora Advisors LLC ↗AQR CAPITAL MANAGEMENT LLC ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.