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Public ownership evidence

AAM Transformers ETF (TRFM) Ownership Disclosures

Read TRFM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2025-12-312026-08-2281$3,860None
Equitable Holdings, Inc.2026-06-302026-08-188,025$506,939None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-182,666$168,000None
Advisors Asset Management, Inc.2026-06-302026-08-15215$13,582None
OSAIC HOLDINGS, INC.2026-06-302026-08-15454,043$28,681,649None
CHILTON INVESTMENT CO INC.2026-06-302026-08-1512,422$784,698None
Ausdal Financial Partners, Inc.2026-06-302026-08-1532,787$2,071,155None
ROYAL BANK OF CANADA2026-06-302026-08-1523,431$1,480,000None
CITADEL ADVISORS LLC2026-06-302026-08-1525,762$1,627,386None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1517,305$1,093,157None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1587,553$5,530,723None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1542,211$2,666,469None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1550,469$3,188,127None
Steward Partners Investment Advisory, LLC2026-06-302026-08-146,335$400,182None
UBS Group AG2026-06-302026-08-14239$15,098None
UBS Group AG2026-06-302026-08-142$126None
MORGAN STANLEY2026-06-302026-08-14496$31,332None
MORGAN STANLEY2026-06-302026-08-141$71None
FMR LLC2026-06-302026-08-1438$2,420None
Integrated Wealth Concepts LLC2026-06-302026-08-138,680$548,368None
Cetera Investment Advisers2026-06-302026-08-1399,970$6,315,105None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13122$7,707None
STIFEL FINANCIAL CORP2026-06-302026-08-13101,182$6,391,667None
Strengthening Families & Communities, LLC2026-06-302026-08-12501$31,637None
Balboa Wealth Partners2026-06-302026-08-115,393$340,676None
GREAT VALLEY ADVISOR GROUP, INC.2026-06-302026-08-115,442$343,771None
LPL Financial LLC2026-06-302026-08-081,739,328$109,873,376None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0815,125$955,446None
FARMERS & MERCHANTS TRUST Co OF LONG BEACH2026-06-302026-08-06685$43,271None
FARMERS & MERCHANTS TRUST Co OF LONG BEACH2026-06-302026-08-0619,633$1,240,216None
PKS Advisory Services, LLC2026-06-302026-08-058,855$559,390None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-0518,927$1,195,619None
AE Wealth Management LLC2026-06-302026-08-04568$35,881None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0431,378$1,982,148None
OPPENHEIMER & CO INC2026-06-302026-08-049,100$574,847None
NWF Advisory Services Inc.2026-06-302026-07-307,930$500,939None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3030,262$1,911,630None
Kestra Advisory Services, LLC2026-06-302026-07-298,472$535,176None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-2928,681$1,811,802None
PRIVATE TRUST CO NA2026-06-302026-07-295,993$378,578None
TRUIST FINANCIAL CORP2026-06-302026-07-2919,857$1,254,350None
Cornerstone Wealth Management, LLC2026-06-302026-07-2311,715$740,043None
J.W. COLE ADVISORS, INC.2026-06-302026-07-223,395$214,492None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗Advisors Asset Management, Inc. ↗OSAIC HOLDINGS, INC. ↗CHILTON INVESTMENT CO INC. ↗Ausdal Financial Partners, Inc. ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.