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Public ownership evidence

iShares S&P 500 3% Capped ETF (TOPC) Ownership Disclosures

Read TOPC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Federation des caisses Desjardins du Quebec2026-06-302026-08-15125$4,308None
Granite Bay Wealth Management, LLC2026-06-302026-08-156,846$236,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1520,044$690,716None
ROYAL BANK OF CANADA2026-06-302026-08-152,649$91,000None
ROYAL BANK OF CANADA2026-06-302026-08-1544,054$1,518,000None
BANK OF MONTREAL /CAN/2026-06-302026-08-1383,961$2,893,296None
AGF MANAGEMENT LTD2026-06-302026-08-1192,860$3,199,955None
NATIONAL BANK OF CANADA /FI/2026-06-302026-08-111,534$52,954None
BlackRock, Inc.2026-06-302026-08-08173,000$5,961,580None
IFP Advisors, Inc2026-06-302026-07-2125$862None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.