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Public ownership evidence

AB Tax-Aware Short Duration Municipal ETF (TAFI) Ownership Disclosures

Read TAFI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-2015,000$378,300None
Beacon Pointe Advisors, LLC2026-06-302026-08-19143,429$3,617,272None
Legacy Wealth Advisors, LLC2026-06-302026-08-15133,481$3,366,391None
Modern Wealth Management, LLC2026-06-302026-08-1540,735$1,027,327None
PERSPECTIVE WEALTH ADVISORS LLC2026-06-302026-08-1598,187$2,476,276None
OSAIC HOLDINGS, INC.2026-06-302026-08-15700$17,654None
OSAIC HOLDINGS, INC.2026-06-302026-08-1521,132$532,961None
OSAIC HOLDINGS, INC.2026-06-302026-08-15619,850$15,632,772None
JANE STREET GROUP, LLC2026-06-302026-08-15200,998$5,069,170None
OLD MISSION CAPITAL LLC2026-06-302026-08-1510,559$266,297None
&PARTNERS2026-06-302026-08-1514,920$376,282None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15238,583$6,017,063None
Ausdal Financial Partners, Inc.2026-06-302026-08-15191,159$4,821,039None
Cresset Asset Management, LLC2026-06-302026-08-1597,715$2,464,372None
ROYAL BANK OF CANADA2026-06-302026-08-15237,971$6,002,000None
ROYAL BANK OF CANADA2026-06-302026-08-15607,810$15,329,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,986$50,000None
ALLIANCEBERNSTEIN L.P.2026-06-302026-08-1525,635,884$645,511,559None
CITADEL ADVISORS LLC2026-06-302026-08-1560,551$1,527,096None
IHT Wealth Management, LLC2026-06-302026-08-1527,659$697,560None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15225,130$5,677,788None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1540,889$1,031,213None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1523,829$600,967None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15544,292$13,727,044None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15848,784$21,406,332None
Sanctuary Advisors, LLC2026-06-302026-08-14646,462$16,303,778None
Quantinno Capital Management LP2026-06-302026-08-1411,980$302,137None
Rockefeller Capital Management L.P.2026-06-302026-08-14128,346$3,236,903None
Steward Partners Investment Advisory, LLC2026-06-302026-08-141,500$37,830None
UBS Group AG2026-06-302026-08-14492,980$12,432,956None
Elequin Capital, LP2026-06-302026-08-1464,454$1,625,530None
United Community Bank2026-06-302026-08-143,880$97,854None
MORGAN STANLEY2026-06-302026-08-143,126,607$78,853,029None
EVOLVE PRIVATE WEALTH, LLC2026-06-302026-08-138,949$225,704None
SevenBridge Financial Group, LLC2026-06-302026-08-13227,262$5,699,726None
Legacy Capital Wealth Partners, LLC2026-06-302026-08-1329,931$754,860None
ADAPT WEALTH ADVISORS, LLC2026-06-302026-08-13191,528$4,830,330None
Integrated Wealth Concepts LLC2026-06-302026-08-13207,234$5,226,465None
Advisory Services Network, LLC2026-06-302026-08-1385,453$2,155,128None
Aptus Capital Advisors, LLC2026-06-302026-08-13277,115$6,988,840None
NewEdge Advisors, LLC2026-06-302026-08-1313,174$332,244None
Summit Financial, LLC2026-06-302026-08-1343,052$1,085,772None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-136,533$164,762None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1315,687$395,615None
STIFEL FINANCIAL CORP2026-06-302026-08-131$21None
STIFEL FINANCIAL CORP2026-06-302026-08-1334,074$859,346None
JPMORGAN CHASE & CO2026-06-302026-08-13587$14,816None
JPMORGAN CHASE & CO2026-06-302026-08-131,054,736$26,621,537None
JPMORGAN CHASE & CO2026-06-302026-08-13186,318$4,702,666None
VestGen Advisors, LLC2026-06-302026-08-1242,049$1,060,476None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗Beacon Pointe Advisors, LLC ↗Legacy Wealth Advisors, LLC ↗Modern Wealth Management, LLC ↗PERSPECTIVE WEALTH ADVISORS LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗OLD MISSION CAPITAL LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.