Public ownership evidence

State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) Ownership Disclosures

Read SPSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

State Street SPDR Portfolio S&P 600 Small Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Cornerstone Financial Management LLC
Report period
2026-06-30
Available
2026-08-29
Reported shares
311
Value (USD)
$17,935
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002110329-26-000015
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPSM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPSM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-29311$17,935None
Cornerstone Financial Management LLC2026-03-312026-08-29311$15,028None
Cornerstone Financial Management LLC2025-12-312026-08-29311$14,573None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2971,791$2,926,211None
Corient Private Wealth LP2026-06-302026-08-28657,330$37,908,289None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28406$23,414None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-285,132$247,961None
AFFINITY WEALTH LLC2025-12-312026-08-2718$843None
Legacy Edge Advisors, LLC2025-09-302026-08-27429,793$19,908,012None
HORAN Wealth, LLC2026-06-302026-08-2719,718$1,137,169None
Dakota Wealth Management2025-09-302026-08-271,226,104$56,793,141None
Dakota Wealth Management2025-12-312026-08-271,278,412$59,906,371None
Dakota Wealth Management2026-03-312026-08-271,383,470$66,849,250None
January Capital Advisors LLC2026-06-302026-08-266,803$392,329None
Financial Insights, Inc.2026-06-302026-08-26278,497$16,060,949None
Bernard Wealth Management Corp.2026-06-302026-08-225,202$300,000None
Forefront Wealth Partners, LLC2026-06-302026-08-2144,929$2,591,093None
Rehmann Capital Advisory Group2026-06-302026-08-215,663$326,609None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-217,025$405,132None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21914$52,710None
Bullock Wealth Management Group2026-06-302026-08-20128$7,349None
Kingsview Wealth Management, LLC2026-06-302026-08-2045,704$2,635,737None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-205,366$309,457None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20169,091$9,751,492None
Sankala Group LLC2026-06-302026-08-197,419$426,757None
Beacon Pointe Advisors, LLC2026-06-302026-08-1911,323$653,016None
Copia Wealth Management2026-06-302026-08-19691$39,850None
JDM Financial Group LLC2026-06-302026-08-196,129$353,462None
TILIA FIDUCIARY PARTNERS, INC.2026-06-302026-08-197,001$403,739None
Orion Capital Management LLC2026-06-302026-08-19870$50,173None
Glenview Trust Co2026-06-302026-08-194,500$259,515None
NORTH STAR ASSET MANAGEMENT INC2026-06-302026-08-19160,698$9,267,451None
Legacy Edge Advisors, LLC2025-06-302026-08-18391,940$16,696,644None
Legacy Edge Advisors, LLC2025-03-312026-08-18315,901$12,876,125None
Legacy Edge Advisors, LLC2024-09-302026-08-18307,623$13,999,923None
Legacy Edge Advisors, LLC2024-06-302026-08-18262,075$10,883,975None
Legacy Edge Advisors, LLC2024-03-312026-08-18195,090$8,396,674None
Legacy Edge Advisors, LLC2024-12-312026-08-18306,776$13,771,175None
Strive Financial Group ,LLC2026-06-302026-08-18600$34,602None
WNY Asset Management, LLC2026-06-302026-08-1868,028$3,923,149None
Comprehensive Money Management Services LLC2026-06-302026-08-1816,795$968,568None
Caitlin John, LLC2026-06-302026-08-186,950$400,822None
Caitlin John, LLC2026-06-302026-08-1814,663$845,599None
Corient Private Wealth LP2026-06-302026-08-18656,021$37,832,673None
FSA Advisors, Inc.2026-06-302026-08-183,585$206,758None
Empowered Funds, LLC2026-06-302026-08-1818,013$1,038,810None
Pure Financial Advisors, LLC2026-06-302026-08-18293,288$16,913,925None
Transamerica Financial Advisors, LLC2026-06-302026-08-1821,236$1,224,722None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18732,516$42,224,590None
Equitable Holdings, Inc.2026-06-302026-08-18880,649$50,787,039None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗AFFINITY WEALTH LLC ↗Legacy Edge Advisors, LLC ↗HORAN Wealth, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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