Public ownership evidence

State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) Ownership Disclosures

Read SPMD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

State Street SPDR Portfolio S&P 400 Mid Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
20,259
Value (USD)
$1,036,858
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPMD fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPMD fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2920,259$1,036,858None
Corient Private Wealth LP2026-06-302026-08-28489,744$33,087,548None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28101$6,824None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28101$5,981None
AFFINITY WEALTH LLC2025-12-312026-08-2720$1,158None
AFFINITY WEALTH LLC2025-09-302026-08-2710$572None
AFFINITY WEALTH LLC2025-06-302026-08-27107$5,819None
Legacy Edge Advisors, LLC2025-09-302026-08-2710,184$582,423None
HORAN Wealth, LLC2026-06-302026-08-2715,078$1,018,665None
Brown Financial Advisors2026-06-302026-08-276,039$407,995None
Dakota Wealth Management2025-09-302026-08-27431,190$24,659,779None
Dakota Wealth Management2025-12-312026-08-27356,874$20,666,581None
Dakota Wealth Management2026-03-312026-08-27402,793$23,853,431None
Bernard Wealth Management Corp.2026-06-302026-08-22380$25,673None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-211,613$108,974None
Bullock Wealth Management Group2026-06-302026-08-2087$5,841None
Kingsview Wealth Management, LLC2026-06-302026-08-2027,644$1,867,646None
Archer Investment Corp2026-06-302026-08-2024$1,621None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2027,332$1,846,583None
Beacon Pointe Advisors, LLC2026-06-302026-08-19201,214$13,593,997None
Copia Wealth Management2026-06-302026-08-1927$1,824None
JDM Financial Group LLC2026-06-302026-08-193,131$211,536None
TILIA FIDUCIARY PARTNERS, INC.2026-06-302026-08-1965,756$4,442,445None
Orion Capital Management LLC2026-06-302026-08-195,000$337,800None
Denver PWM, LLC2026-06-302026-08-193,853$265,588None
NORTH STAR ASSET MANAGEMENT INC2026-06-302026-08-19258,787$17,483,676None
Strive Financial Group ,LLC2026-06-302026-08-181,278$86,342None
WNY Asset Management, LLC2026-06-302026-08-1810,534$711,654None
Comprehensive Money Management Services LLC2026-06-302026-08-1818,900$1,276,884None
Caitlin John, LLC2026-06-302026-08-188,552$577,782None
Caitlin John, LLC2026-06-302026-08-1818,388$1,242,270None
Corient Private Wealth LP2026-06-302026-08-18493,348$33,331,009None
Empowered Funds, LLC2026-06-302026-08-187,239$489,067None
Pure Financial Advisors, LLC2026-06-302026-08-1872,858$4,922,289None
Transamerica Financial Advisors, LLC2026-06-302026-08-18817$55,204None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-181,492,239$100,740,612None
Equitable Holdings, Inc.2026-06-302026-08-18703,911$47,556,228None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1825,948$1,753,000None
Sanchez Gaunt Capital Management, LLC2026-06-302026-08-157,105$480,015None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-154$270None
Hopwood Nicholas Hunter2026-06-302026-08-152,968$200,493None
AMERIFLEX GROUP, INC.2026-06-302026-08-15496$33,510None
Blueprint Financial Advisors LLC2026-06-302026-08-1542,558$2,875,218None
Synergy Investment Management, LLC2026-06-302026-08-15712$48,099None
Glen Eagle Advisors, LLC2026-06-302026-08-1533,790$2,282,867None
Modern Wealth Management, LLC2026-06-302026-08-1545,709$3,088,074None
Mutual Advisors, LLC2026-06-302026-08-158,378$566,005None
PERSPECTIVE WEALTH ADVISORS LLC2026-06-302026-08-1515,331$1,035,762None
Meridian Wealth Advisors, LLC2026-06-302026-08-1519,350$1,307,278None
Lifeworks Advisors, LLC2026-06-302026-08-1515,127$1,021,980None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗AFFINITY WEALTH LLC ↗AFFINITY WEALTH LLC ↗AFFINITY WEALTH LLC ↗Legacy Edge Advisors, LLC ↗HORAN Wealth, LLC ↗Brown Financial Advisors ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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