Public ownership evidence

State Street SPDR Portfolio High Yield Bond ETF (SPHY) Ownership Disclosures

Read SPHY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

State Street SPDR Portfolio High Yield Bond ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
13,572
Value (USD)
$317,846
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPHY fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPHY fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2913,572$317,846None
Advisors Asset Management, Inc.2021-12-312026-08-286,612$175,681None
Advisors Asset Management, Inc.2022-12-312026-08-2813,364$298,552None
Advisors Asset Management, Inc.2022-06-302026-08-2811,194$251,000None
Advisors Asset Management, Inc.2021-09-302026-08-284,155$111,000None
Corient Private Wealth LP2026-06-302026-08-2815,093$353,800None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28311$7,253None
Advisors Asset Management, Inc.2024-03-312026-08-2720,201$473,915None
Advisors Asset Management, Inc.2025-03-312026-08-2732,516$761,525None
Advisors Asset Management, Inc.2022-09-302026-08-2710,320$225,000None
Advisors Asset Management, Inc.2022-03-312026-08-277,071$177,482None
Advisors Asset Management, Inc.2023-06-302026-08-2718,011$411,371None
Advisors Asset Management, Inc.2023-09-302026-08-2718,996$425,890None
Advisors Asset Management, Inc.2023-03-312026-08-2713,612$312,804None
Advisors Asset Management, Inc.2021-06-302026-08-273,510$94,000None
Advisors Asset Management, Inc.2025-09-302026-08-2735,700$854,658None
Advisors Asset Management, Inc.2023-12-312026-08-2719,157$447,891None
Serenity Investment Advisors2026-06-302026-08-25127,299$2,966,056None
Advisors Asset Management, Inc.2025-06-302026-08-2534,343$817,363None
Bernard Wealth Management Corp.2026-06-302026-08-22440$10,314None
Advisors Asset Management, Inc.2024-09-302026-08-2225,430$611,592None
Advisors Asset Management, Inc.2024-06-302026-08-2222,279$517,541None
Advisors Asset Management, Inc.2024-12-312026-08-2229,614$695,041None
Advisors Asset Management, Inc.2025-12-312026-08-2234,824$824,284None
Kingsview Wealth Management, LLC2026-06-302026-08-2012,000$281,280None
Archer Investment Corp2026-06-302026-08-20475$11,134None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-2063,658$1,492,142None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-20216,029$5,063,720None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2047,497$1,113,330None
Beacon Pointe Advisors, LLC2026-06-302026-08-19382,305$8,961,230None
49 WEALTH MANAGEMENT, LLC2026-06-302026-08-19219,144$5,136,730None
Sanchez Levi Garrett2026-06-302026-08-1826,682$625,426None
Caitlin John, LLC2026-06-302026-08-1841,367$969,642None
Caitlin John, LLC2026-06-302026-08-1865,460$1,534,382None
Corient Private Wealth LP2026-06-302026-08-1815,094$353,810None
Empowered Funds, LLC2026-06-302026-08-18190,460$4,438,192None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1821,343$499,738None
Equitable Holdings, Inc.2026-06-302026-08-18676,530$15,837,567None
Equitable Holdings, Inc.2026-06-302026-08-1864,407$1,509,706None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1867,581$1,584,000None
Severin Investments, LLC2026-06-302026-08-159,084$212,927None
AMERIFLEX GROUP, INC.2026-06-302026-08-152,017$47,278None
Note Advisors, LLC2026-06-302026-08-1550,622$1,186,580None
Synergy Investment Management, LLC2026-06-302026-08-154,663$108,135None
SEI INVESTMENTS CO2026-06-302026-08-1521,122,846$495,117,820None
SEI INVESTMENTS CO2026-06-302026-08-1544,290$1,038,158None
Modern Wealth Management, LLC2026-06-302026-08-15132,073$3,095,808None
Modern Wealth Management, LLC2026-06-302026-08-152,309$54,121None
Modern Wealth Management, LLC2026-06-302026-08-151,345$31,527None
Advisors Asset Management, Inc.2026-06-302026-08-1537,461$878,086None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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