Public ownership evidence

Global X SuperIncome Preferred ETF (SPFF) Ownership Disclosures

Read SPFF insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Global X SuperIncome Preferred ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Synergy Investment Management, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
4,197
Value (USD)
$39,356
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002053786-26-000003
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPFF fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPFF fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Synergy Investment Management, LLC2026-06-302026-08-154,197$39,356None
SEI INVESTMENTS CO2026-06-302026-08-1565,262$612,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-1514,701$137,865None
OSAIC HOLDINGS, INC.2026-06-302026-08-1510,374$97,317None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1512,100$113,474None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,620$108,972None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1531,405$294,514None
ROYAL BANK OF CANADA2026-06-302026-08-155,854$55,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,824$17,105None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15112,197$1,052,186None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1540,670$381,403None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15124,950$1,171,779None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15179,228$1,680,800None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1554,105$507,396None
Ankerstar Wealth, LLC2026-06-302026-08-142,244$21,044None
UBS Group AG2026-06-302026-08-14172,563$1,618,296None
MORGAN STANLEY2026-06-302026-08-14242,776$2,276,762None
MORGAN STANLEY2026-06-302026-08-141$10None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-141,000$9,378None
FMR LLC2026-06-302026-08-141,733$16,254None
Advisory Services Network, LLC2026-06-302026-08-1327,567$258,519None
NewEdge Advisors, LLC2026-06-302026-08-1368,723$644,487None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-136,461$60,591None
US BANCORP \DE\2026-06-302026-08-1310,000$93,780None
Burnham & Co LLC2026-06-302026-08-122,000$18,756None
SHP Wealth Management2026-06-302026-08-12900$8,440None
Allworth Financial LP2026-06-302026-08-128,323$78,053None
Perigon Wealth Management, LLC2026-06-302026-08-08126,840$1,189,503None
LPL Financial LLC2026-06-302026-08-082,043,279$19,161,867None
Global Retirement Partners, LLC2026-06-302026-08-0779,100$741,800None
FIFTH THIRD BANCORP2026-06-302026-08-063,200$30,010None
Founders Financial Alliance, LLC2026-06-302026-08-051,040$9,757None
AE Wealth Management LLC2026-06-302026-08-041$7None
AE Wealth Management LLC2026-06-302026-08-041,187$11,133None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04158,142$1,483,059None
PINNACLE ASSOCIATES LTD2026-06-302026-08-0410,228$95,918None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3145,947$431,000None
Key Capital Management, INC2026-06-302026-07-29334$3,132None
Whipplewood Advisors, LLC2026-06-302026-07-2826,418$247,748None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2845,947$431,000None
WealthBridge Capital Management, LLC2026-06-302026-07-2510,000$93,780None
Fortis Group Advisors, LLC2026-06-302026-07-25500$4,689None
SBI Securities Co., Ltd.2026-06-302026-07-242,067$19,384None
Cornerstone Wealth Management, LLC2026-06-302026-07-2323,201$217,580None
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2026-06-302026-07-231,200$11,148None
Triumph Capital Management2026-06-302026-07-22500$4,689None
Sound Income Strategies, LLC2026-06-302026-07-21487,121$4,568,218None
Farther Finance Advisors, LLC2026-06-302026-07-182,482$23,270None
CARY STREET PARTNERS FINANCIAL LLC2026-06-302026-07-1819,017$178,341None
AMERIPRISE FINANCIAL INC2026-03-312026-07-1838,991$346,755None

90-day public filing window, up to 50 source positions.

Synergy Investment Management, LLC ↗SEI INVESTMENTS CO ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗AMERIPRISE FINANCIAL INC ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.