Public ownership evidence

AAM S&P 500 High Dividend Value ETF (SPDV) Ownership Disclosures

Read SPDV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

AAM S&P 500 High Dividend Value ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advisors Asset Management, Inc.
Report period
2019-12-31
Available
2026-08-26
Reported shares
1,414
Value (USD)
$38,800
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001999371-26-018663
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPDV fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPDV fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2019-12-312026-08-261,414$38,800None
Strait & Sound Wealth Management LLC2026-06-302026-08-1910,328$398,010None
Advisors Asset Management, Inc.2026-06-302026-08-15512$19,731None
Ameritas Advisory Services, LLC2026-06-302026-08-1534,755$1,339,384None
Western Wealth Management, LLC2026-06-302026-08-15117,014$4,509,504None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,546$59,738None
OSAIC HOLDINGS, INC.2026-06-302026-08-15363,781$14,020,383None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1517,564$676,883None
Laird Norton Wetherby Trust Company, LLC2026-06-302026-08-1510,000$386,531None
CITADEL ADVISORS LLC2026-06-302026-08-159,729$374,937None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,795$300,399None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1540,865$1,574,873None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$15None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1410$385None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1413,065$503,487None
VANGUARD ADVISERS INC2026-06-302026-08-1428$1,079None
MORGAN STANLEY2026-06-302026-08-146,530$251,654None
MORGAN STANLEY2026-06-302026-08-141$47None
FMR LLC2026-06-302026-08-14101$3,902None
Integrated Wealth Concepts LLC2026-06-302026-08-1310,476$403,736None
Cetera Investment Advisers2026-06-302026-08-13195,211$7,523,074None
NewEdge Advisors, LLC2026-06-302026-08-137,064$272,235None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13421$16,225None
STIFEL FINANCIAL CORP2026-06-302026-08-1329,335$1,130,513None
JPMORGAN CHASE & CO2026-06-302026-08-132,671$104,426None
Stratos Wealth Partners, LTD.2026-06-302026-08-127,147$275,432None
LPL Financial LLC2026-06-302026-08-08203,857$7,856,251None
Geneos Wealth Management Inc.2026-06-302026-08-07900$34,686None
Global Retirement Partners, LLC2026-06-302026-08-071$39None
Parallel Advisors, LLC2026-06-302026-08-06375$14,452None
HighTower Advisors, LLC2026-06-302026-08-0611,450$441,261None
Ascentis Independent Advisors2026-06-302026-08-05381$14,683None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0411,193$431,363None
Aviance Capital Partners, LLC2026-06-302026-08-0133,252$1,281,464None
Ascentis Independent Advisors2026-06-302026-07-31381$14,683None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-318,991$347,000None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-308,726$336,298None
Virginia Estate & Retirement Planning Advisors Inc.2026-06-302026-07-2974,580$2,280,713None
Kestra Advisory Services, LLC2026-06-302026-07-295,882$226,682None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-295,822$224,355None
Baker Avenue Asset Management, LP2026-06-302026-07-2910,000$385,381None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-291,764$67,996None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-288,991$347,000None
Pine Valley Investments Ltd Liability Co2026-06-302026-07-2561,379$2,370,009None
PFG Investments, LLC2026-06-302026-07-248,328$320,963None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Strait & Sound Wealth Management LLC ↗Advisors Asset Management, Inc. ↗Ameritas Advisory Services, LLC ↗Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Laird Norton Wetherby Trust Company, LLC ↗CITADEL ADVISORS LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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