Public ownership evidence

AllianzIM 6 Month Buffer10 Allocation ETF (SPBX) Ownership Disclosures

Read SPBX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

AllianzIM 6 Month Buffer10 Allocation ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
CENTAURUS FINANCIAL, INC.
Report period
2026-06-30
Available
2026-08-18
Reported shares
8,519
Value (USD)
$248,000
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0000891943-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPBX fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPBX fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

CENTAURUS FINANCIAL, INC.2026-06-302026-08-188,519$248,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-1541,577$1,212,786None
OLD MISSION CAPITAL LLC2026-06-302026-08-1515,224$444,030None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,931$260,486None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,275$95,520None
UBS Group AG2026-06-302026-08-14201$5,862None
HUNTINGTON NATIONAL BANK2026-06-302026-08-1410,556$307,881None
HUNTINGTON NATIONAL BANK2026-06-302026-08-1454,935$1,602,262None
Cetera Investment Advisers2026-06-302026-08-1312,971$378,319None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1391$2,654None
Diversify Advisory Services, LLC2026-06-302026-08-119,330$272,663None
Allianz SE2026-06-302026-08-11345,540$10,078,192None
Lloyd Advisory Services, LLC.2026-06-302026-08-086,970$203,291None
LPL Financial LLC2026-06-302026-08-0823,858$695,854None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0811,210$326,956None
AE Wealth Management LLC2026-06-302026-08-04184,436$5,379,353None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0489,417$2,607,981None
DIVERSIFY WEALTH MANAGEMENT, LLC2026-06-302026-07-319,330$272,663None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-31176,710$5,154,000None
STEPHENS INC /AR/2026-06-302026-07-3010,221$298,111None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3090,516$2,640,030None
Key Capital Management, INC2026-06-302026-07-29776$22,633None
Strategic Financial Concepts, LLC2026-06-302026-07-297,301$212,945None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-28176,710$5,154,000None
BridgePort Financial Solutions, LLC2026-06-302026-07-2512,269$357,844None
Mosley Wealth Management2026-06-302026-07-2425,713$749,958None
IFP Advisors, Inc2026-06-302026-07-211,841$53,696None
Comprehensive Financial Consultants Institutional, Inc.2026-06-302026-07-169,905$288,894None
INDEPENDENT FINANCIAL GROUP, LLC2026-06-302026-07-167,607$221,870None

90-day public filing window, up to 50 source positions.

CENTAURUS FINANCIAL, INC. ↗OSAIC HOLDINGS, INC. ↗OLD MISSION CAPITAL LLC ↗RAYMOND JAMES FINANCIAL INC ↗Steward Partners Investment Advisory, LLC ↗UBS Group AG ↗HUNTINGTON NATIONAL BANK ↗HUNTINGTON NATIONAL BANK ↗Cetera Investment Advisers ↗HARBOUR INVESTMENTS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.