Public ownership evidence

AllianzIM Buffer15 Uncapped Allocation ETF (SPBU) Ownership Disclosures

Read SPBU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

AllianzIM Buffer15 Uncapped Allocation ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Envision Financial Transparency, LLC
Report period
2026-06-30
Available
2026-08-22
Reported shares
9,221
Value (USD)
$278,843
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002080849-26-000004
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SPBU fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SPBU fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Envision Financial Transparency, LLC2026-06-302026-08-229,221$278,843None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,566$77,596None
OSAIC HOLDINGS, INC.2026-06-302026-08-15249,584$7,547,220None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15335$10,130None
MAI Capital Management2026-06-302026-08-1514,923$451,272None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1424,516$741,364None
Cetera Investment Advisers2026-06-302026-08-13245,920$7,436,621None
Advisory Services Network, LLC2026-06-302026-08-137,752$234,420None
Advisory Services Network, LLC2026-06-302026-08-13195,489$5,911,587None
NewEdge Advisors, LLC2026-06-302026-08-1311,990$362,578None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13191,804$5,800,153None
SMITH, MOORE & CO.2026-06-302026-08-136,950$210,168None
JPMORGAN CHASE & CO2026-06-302026-08-13989$29,637None
Core Wealth Advisors, Inc.2026-06-302026-08-12197,846$5,982,863None
Arax Advisory Partners2026-06-302026-08-113,316$100,274None
Savant Capital, LLC2026-06-302026-08-111,216,249$36,779,368None
Allianz SE2026-06-302026-08-115,000$151,200None
Guardian Capital, LLC2026-06-302026-08-0821,635$654,242None
Lloyd Advisory Services, LLC.2026-06-302026-08-081,025$30,996None
LPL Financial LLC2026-06-302026-08-0812,561$379,845None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0841,991$1,269,808None
Bank of New York Mellon Corp2026-06-302026-08-071$33None
Bank of New York Mellon Corp2026-06-302026-08-0710,130$306,331None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-0742$1,270None
Transcendent Capital Group LLC2026-06-302026-08-06632,250$19,119,240None
Capital Analysts, LLC2026-06-302026-08-0610,130$306,000None
AE Wealth Management LLC2026-06-302026-08-0427,057$818,204None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04154,571$4,674,227None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3146,055$1,393,000None
STEPHENS INC /AR/2026-06-302026-07-3028,486$861,417None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30263,974$7,982,570None
Key Capital Management, INC2026-06-302026-07-29112$3,387None
Clear Creek Financial Management, LLC2026-06-302026-07-2914,520$439,085None
Strategic Financial Concepts, LLC2026-06-302026-07-2921,003$635,131None
SageGuard Financial Group, LLC2026-06-302026-07-2831,863$963,537None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2846,055$1,393,000None
OPTIMA CAPITAL LLC2026-06-302026-07-25530$16,027None
OPTIMA CAPITAL LLC2026-06-302026-07-25260,860$7,888,406None
VIMA LLC2026-06-302026-07-2565,164$1,970,559None
Stonebridge Financial Group, LLC / MO2026-06-302026-07-2546,589$1,408,851None
Mosley Wealth Management2026-06-302026-07-243,826$115,698None
Capital Investment Advisory Services, LLC2026-06-302026-07-2428,015$847,174None
Discipline Wealth Solutions, LLC2026-06-302026-07-2217,185$519,669None
IFP Advisors, Inc2026-06-302026-07-211,731$52,345None
Madrona Financial Services, LLC2026-06-302026-07-1831,712$958,971None
Patriot Financial Group Insurance Agency, LLC2026-06-302026-07-17114,564$3,464,415None
Accurate Wealth Management, LLC2026-06-302026-07-166,979$212,197None
RFG Advisory, LLC2026-06-302026-07-1626,888$813,093None
INDEPENDENT FINANCIAL GROUP, LLC2026-06-302026-07-167,100$214,704None

90-day public filing window, up to 50 source positions.

Envision Financial Transparency, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗FIDUCIARY FINANCIAL ADVISORS ↗MAI Capital Management ↗Steward Partners Investment Advisory, LLC ↗Cetera Investment Advisers ↗Advisory Services Network, LLC ↗Advisory Services Network, LLC ↗NewEdge Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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