Public ownership evidence

FT Vest U.S. Small Cap Moderate Buffer ETF - November (SNOV) Ownership Disclosures

Read SNOV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest U.S. Small Cap Moderate Buffer ETF - November: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
63,090
Value (USD)
$1,391,766
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SNOV fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SNOV fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2963,090$1,391,766None
Strive Financial Group ,LLC2026-06-302026-08-18108$2,926None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,515$691,329None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,137$30,807None
OSAIC HOLDINGS, INC.2026-06-302026-08-15211,262$5,724,959None
HRT FINANCIAL LP2026-06-302026-08-1514,489$392,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,108$626,111None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1553,224$1,442,104None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15232$6,286None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15750$20,321None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,700$46,062None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,000$27,095None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,250$33,869None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15226$6,096None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1531,648$857,503None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1529,197$791,093None
Rockefeller Capital Management L.P.2026-06-302026-08-1411,700$317,012None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14500$13,548None
Mariner, LLC2026-06-302026-08-1416,530$447,880None
Topsail Wealth Management, LLC2026-06-302026-08-141,000$27,095None
Ameritas Investment Partners, Inc.2026-06-302026-08-141,250$33,869None
MORGAN STANLEY2026-06-302026-08-14577$15,634None
Cetera Investment Advisers2026-06-302026-08-13120,417$3,262,699None
NewEdge Advisors, LLC2026-06-302026-08-138,613$233,369None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,859$77,465None
Benson Wealth Management INC2026-06-302026-08-111,213$32,866None
Grantvest Financial Group LLC2026-06-302026-08-082,339$63,375None
Grantvest Financial Group LLC2026-06-302026-08-0846,049$1,247,698None
Pinnacle Wealth Planning Services, Inc.2026-06-302026-08-086,000$162,570None
Sigma Planning Corp2026-06-302026-08-0811,990$324,869None
LPL Financial LLC2026-06-302026-08-0857,772$1,565,332None
BFI Wealth Solutions, LLC2026-06-302026-08-0877,483$2,099,407None
SILVER OAK SECURITIES, INCORPORATED2026-06-302026-08-087,702$208,686None
Capital Analysts, LLC2026-06-302026-08-061,472$40,000None
Capital Analysts, LLC2026-06-302026-08-062,345$64,000None
Janney Montgomery Scott LLC2026-06-302026-08-0662,475$1,693,000None
FIFTH THIRD BANCORP2026-06-302026-08-06833$22,570None
Strive Financial Group ,LLC2026-06-302026-08-05108$2,926None
AE Wealth Management LLC2026-06-302026-08-04708$19,183None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0414,910$403,974None
Integrity Financial Corp /WA2026-06-302026-08-01818$22,164None
MGO ONE SEVEN LLC2026-06-302026-08-0142,444$1,150,020None
Signature Equity Partners, LLC2026-06-302026-07-31630$17,070None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3168,716$1,862,000None
Kovack Advisors, Inc.2026-06-302026-07-308,408$227,894None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3094,289$2,554,760None
Kestra Advisory Services, LLC2026-06-302026-07-2934,151$925,321None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-2912,670$343,294None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-297,547$204,486None
TRUIST FINANCIAL CORP2026-06-302026-07-2942,460$1,150,454None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Strive Financial Group ,LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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