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Public ownership evidence

VanEck Morningstar SMID Moat ETF (SMOT) Ownership Disclosures

Read SMOT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Brown Financial Advisors2026-06-302026-08-2748,946$1,902,042None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2056,709$2,203,712None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18339,071$13,183,075None
Equitable Holdings, Inc.2026-06-302026-08-1819,690$765,146None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,913$113,211None
JANE STREET GROUP, LLC2026-06-302026-08-1514,390$559,195None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-159,627$374,105None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1518,266$709,817None
Ancora Advisors LLC2026-06-302026-08-152,645$102,785None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15114,624$4,469,190None
MAI Capital Management2026-06-302026-08-1551,812$2,013,422None
ROYAL BANK OF CANADA2026-06-302026-08-1537,552$1,459,000None
CITADEL ADVISORS LLC2026-06-302026-08-155,484$213,108None
IHT Wealth Management, LLC2026-06-302026-08-1513,993$543,753None
FIRST FOUNDATION ADVISORS2026-06-302026-08-1535,485$1,378,947None
FIRST FOUNDATION ADVISORS2026-06-302026-08-158,295$322,344None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1516,396$637,149None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1553,157$2,065,690None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1597,221$3,778,007None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15967$37,578None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1510,355$402,395None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15274,774$10,677,718None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15166,573$6,473,027None
Sanctuary Advisors, LLC2026-06-302026-08-146,600$256,476None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14936$36,373None
UBS Group AG2026-06-302026-08-143,925$152,526None
Creative Planning2026-06-302026-08-147,418$288,263None
Soundwatch Capital LLC2026-06-302026-08-147,716$299,836None
VANGUARD ADVISERS INC2026-06-302026-08-14199$7,733None
MORGAN STANLEY2026-06-302026-08-1478$3,031None
MORGAN STANLEY2026-06-302026-08-14442,307$17,188,085None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-142,003$77,837None
FMR LLC2026-06-302026-08-141,403$54,522None
Stiles Financial Services Inc2026-06-302026-08-1322,137$860,253None
Integrated Wealth Concepts LLC2026-06-302026-08-1326$1,010None
Cetera Investment Advisers2026-06-302026-08-1334,854$1,354,426None
EP Wealth Advisors, LLC2026-06-302026-08-1320,242$786,604None
NewEdge Advisors, LLC2026-06-302026-08-137,743$300,893None
BROWN BROTHERS HARRIMAN & CO2026-06-302026-08-13412$16,010None
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC2026-06-302026-08-1379,886$3,104,000None
BANK OF MONTREAL /CAN/2026-06-302026-08-131,800$56,826None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13463$17,992None
STIFEL FINANCIAL CORP2026-06-302026-08-13302$11,736None
STIFEL FINANCIAL CORP2026-06-302026-08-1344,937$1,746,258None
JPMORGAN CHASE & CO2026-06-302026-08-132,182$84,923None
JPMORGAN CHASE & CO2026-06-302026-08-13936$36,429None
Copley Financial Group, Inc.2026-06-302026-08-127,957$309,209None
Vise Technologies, Inc.2026-06-302026-08-1254,539$2,119,371None
Tower Research Capital LLC (TRC)2026-06-302026-08-124,012$155,906None
Allworth Financial LP2026-06-302026-08-121,161$45,103None

90-day public filing window, up to 50 source positions.

Brown Financial Advisors ↗MERCER GLOBAL ADVISORS INC /ADV ↗UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗Equitable Holdings, Inc. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Ancora Advisors LLC ↗JONES FINANCIAL COMPANIES LLLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.