Public ownership evidence

Zacks Small/Mid Cap ETF (SMIZ) Ownership Disclosures

Read SMIZ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Zacks Small/Mid Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Beacon Pointe Advisors, LLC
Report period
2026-06-30
Available
2026-08-19
Reported shares
5,692
Value (USD)
$253,978
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002085853-26-001042
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SMIZ fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SMIZ fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Beacon Pointe Advisors, LLC2026-06-302026-08-195,692$253,978None
Strive Financial Group ,LLC2026-06-302026-08-18205,799$9,182,751None
Advyzon Investment Management, LLC2026-06-302026-08-1518,238$813,780None
Advyzon Investment Management, LLC2026-06-302026-08-1533,973$1,515,889None
Axim Planning & Wealth2026-06-302026-08-1520,917$933,317None
Ameritas Advisory Services, LLC2026-06-302026-08-15371$16,554None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,279$101,687None
JANE STREET GROUP, LLC2026-06-302026-08-154,557$203,333None
IHT Wealth Management, LLC2026-06-302026-08-155,216$232,738None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1538,907$1,736,030None
Wayfinding Financial, LLC2026-06-302026-08-1425,334$1,130,000None
Sanctuary Advisors, LLC2026-06-302026-08-1421,733$969,713None
CONTINENTAL INVESTORS SERVICES, INC.2026-06-302026-08-14244,244$10,591,941None
CreativeOne Wealth, LLC2026-06-302026-08-14244,611$10,914,529None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14266,062$11,871,686None
Arete Wealth Advisors, LLC2026-06-302026-08-14113,896$5,082,077None
Creative Planning2026-06-302026-08-1423,713$1,058,083None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-13476$21,239None
M1 Capital Management LLC2026-06-302026-08-1371,943$3,210,096None
Advisory Services Network, LLC2026-06-302026-08-1321,881$976,325None
Advisory Services Network, LLC2026-06-302026-08-1354,425$2,428,438None
Faithward Advisors, LLC2026-06-302026-08-1322,344$996,989None
NewEdge Advisors, LLC2026-06-302026-08-135,475$244,295None
Summit Financial, LLC2026-06-302026-08-137,310$326,172None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1314,832$661,804None
Vise Technologies, Inc.2026-06-302026-08-126,471$288,736None
Arete Wealth Advisors, LLC2025-12-312026-08-12143,397$5,304,272None
Arete Wealth Advisors, LLC2026-06-302026-08-12113,896$5,082,077None
Rothschild Wealth LLC2026-06-302026-08-1227,618$1,232,315None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12605$26,995None
Empirical Asset Management, LLC2026-06-302026-08-115,752$256,650None
Balboa Wealth Partners2026-06-302026-08-1154,640$2,438,037None
Arax Advisory Partners2026-06-302026-08-113,248$144,926None
Vantus Wealth LLC2026-06-302026-08-0815,716$701,248None
Luminist Capital LLC2026-06-302026-08-081$45None
LPL Financial LLC2026-06-302026-08-08213,976$9,547,589None
PNC Financial Services Group, Inc.2026-06-302026-08-085,986$267,095None
FOCUSED ALPHA, LLC2026-06-302026-08-0853,882$2,404,215None
EJMK Ventures LLC2026-06-302026-08-0732,623$1,455,638None
Global Retirement Partners, LLC2026-06-302026-08-07556$24,809None
Simplicity Wealth,LLC2026-06-302026-08-0715,956$711,957None
Vann Equity Management LLC2026-06-302026-08-0611,959$533,611None
Strive Financial Group ,LLC2026-06-302026-08-05205,799$9,182,751None
Rossby Financial, LCC2026-06-302026-08-0510,319$460,434None
PKS Advisory Services, LLC2026-06-302026-08-0521,075$940,367None
VALLEY WEALTH MANAGERS, INC.2026-06-302026-08-05162$7,228None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04293,193$13,082,272None
Stirlingshire Investments, Inc.2026-06-302026-08-0118,257$814,641None
GeoWealth Management, LLC2026-06-302026-07-31377,337$16,836,823None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3132,165$1,435,000None

90-day public filing window, up to 50 source positions.

Beacon Pointe Advisors, LLC ↗Strive Financial Group ,LLC ↗Advyzon Investment Management, LLC ↗Advyzon Investment Management, LLC ↗Axim Planning & Wealth ↗Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗IHT Wealth Management, LLC ↗GOLDMAN SACHS GROUP INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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