Explore more topics
Public ownership evidence

Bahl & Gaynor Small/Mid Cap Income Growth ETF (SMIG) Ownership Disclosures

Read SMIG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Jump to a section

Recent Form 4 activity

The Form 4 source is temporarily unavailable. Continue with the other disclosures below or open company fundamentals.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Cornerstone Financial Management LLC2026-06-302026-08-292,800$91,868None
Cornerstone Financial Management LLC2026-03-312026-08-292,800$82,180None
Cornerstone Financial Management LLC2025-12-312026-08-292,800$80,640None
Strait & Sound Wealth Management LLC2026-06-302026-08-196,772$222,196None
Equitable Holdings, Inc.2026-06-302026-08-18106,795$3,503,945None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-183,154$103,000None
Nemes Rush Group LLC2026-06-302026-08-15116$3,806None
OSAIC HOLDINGS, INC.2026-06-302026-08-15200$6,562None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,303$42,757None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,769$287,711None
Gotham Asset Management, LLC2026-06-302026-08-15145,154$4,762,503None
Waverly Advisors, LLC2026-06-302026-08-1582,789$2,716,302None
&PARTNERS2026-06-302026-08-1547,387$1,554,778None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1544,392$1,456,497None
Philadelphia Investment Partners, LLC2026-06-302026-08-15134$4,403None
Philadelphia Investment Partners, LLC2026-06-302026-08-15137$4,495None
Philadelphia Investment Partners, LLC2026-06-302026-08-151,167$38,298None
Philadelphia Investment Partners, LLC2026-06-302026-08-15828$27,174None
Philadelphia Investment Partners, LLC2026-06-302026-08-15564$18,506None
Philadelphia Investment Partners, LLC2026-06-302026-08-1525,186$826,380None
ROYAL BANK OF CANADA2026-06-302026-08-15869$29,000None
ROYAL BANK OF CANADA2026-06-302026-08-15700$23,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,350,686$77,126,000None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-15228,500$7,497,085None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1527,072$888,232None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,163$235,018None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15163,374$5,360,308None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15484,447$15,894,701None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15179,068$5,875,222None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15568,872$18,664,698None
BANK OF AMERICA CORP /DE/2026-06-302026-08-157,858,023$257,821,735None
BANK OF AMERICA CORP /DE/2026-06-302026-08-152,472,569$81,124,978None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1594,433$3,098,347None
Sanctuary Advisors, LLC2026-06-302026-08-14621,620$20,395,363None
Rockefeller Capital Management L.P.2026-06-302026-08-14127,513$4,183,704None
UBS Group AG2026-06-302026-08-14764$25,067None
UBS Group AG2026-06-302026-08-141,492,809$48,979,063None
MORGAN STANLEY2026-06-302026-08-141,000$32,810None
MORGAN STANLEY2026-06-302026-08-14891$29,250None
MORGAN STANLEY2026-06-302026-08-147,849,261$257,534,272None
Cornerstone Financial Management LLC2026-06-302026-08-132,800$91,868None
Argentarii, LLC2026-06-302026-08-1310,115$334,705None
ELEVATION POINT WEALTH PARTNERS, LLC2026-06-302026-08-1344,391$1,458,550None
Cetera Investment Advisers2026-06-302026-08-13165,983$5,445,907None
Baird Financial Group, Inc.2026-06-302026-08-1326,326$863,756None
MCF Advisors LLC2026-06-302026-08-139,000$295,713None
STIFEL FINANCIAL CORP2026-06-302026-08-13344,586$11,305,814None
US BANCORP \DE\2026-06-302026-08-13120,116$3,941,006None
US BANCORP \DE\2026-06-302026-08-13218,581$7,171,643None
JPMORGAN CHASE & CO2026-06-302026-08-13792$25,970None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Strait & Sound Wealth Management LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗Nemes Rush Group LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.