Public ownership evidence

VanEck Semiconductor ETF (SMH) Ownership Disclosures

Read SMH insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

VanEck Semiconductor ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
17,659
Value (USD)
$3,734,247
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SMH fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SMH fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2917,659$3,734,247None
Corient Private Wealth LP2026-06-302026-08-287,393$4,848,992None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28282$184,973None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28210$80,521None
Dakota Wealth Management2025-09-302026-08-274,114$1,342,646None
Dakota Wealth Management2025-12-312026-08-274,097$1,475,453None
Dakota Wealth Management2026-03-312026-08-279,457$3,625,814None
Financial Insights, Inc.2026-06-302026-08-26611$400,749None
CARLSON FINANCIAL, INC.2026-06-302026-08-25334$220,187None
Strategic Financial Services, Inc.2026-06-302026-08-25320$209,885None
Bernard Wealth Management Corp.2026-06-302026-08-222$1,312None
Ridgepath Capital Management LLC2026-06-302026-08-211,039$681,470None
Forefront Wealth Partners, LLC2026-06-302026-08-212,872$1,883,769None
Jackson Wealth Management, LLC2026-06-302026-08-212,611$1,713,000None
Bullock Wealth Management Group2026-06-302026-08-20103$63,907None
Kingsview Wealth Management, LLC2026-06-302026-08-2041,438$27,178,853None
Fox Hill Wealth Management2026-06-302026-08-204,159$2,727,686None
Archer Investment Corp2026-06-302026-08-20262$171,886None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20100$6,952Call
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2032,435$21,273,841None
Sankala Group LLC2026-06-302026-08-193,305$1,872,632None
Beacon Pointe Advisors, LLC2026-06-302026-08-1931,603$20,728,256None
Copia Wealth Management2026-06-302026-08-193,973$2,605,851None
Leo H. Evart, Inc.2026-06-302026-08-194$2,632None
Orion Capital Management LLC2026-06-302026-08-1983$54,439None
Concorde Asset Management, LLC2026-06-302026-08-192,428$1,592,501None
Strive Financial Group ,LLC2026-06-302026-08-18969$635,588None
Caitlin John, LLC2026-06-302026-08-181$661None
TORNO CAPITAL, LLC2026-03-312026-08-18346,300$132,771,420Put
Corient Private Wealth LP2026-06-302026-08-1810,347$6,785,369None
FSA Advisors, Inc.2026-06-302026-08-181,176$771,025None
Redwood Investment Management, LLC2026-06-302026-08-18977$641,000None
Empowered Funds, LLC2026-06-302026-08-184,850$3,181,067None
Pure Financial Advisors, LLC2026-06-302026-08-181,103$723,453None
Transamerica Financial Advisors, LLC2026-06-302026-08-18363$238,180None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1856,377$36,976,903None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-18326,500$214,148,085Put
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-1845,500$29,842,995Call
Equitable Holdings, Inc.2026-06-302026-08-1872,238$47,379,957None
DEARBORN PARTNERS LLC2026-06-302026-08-185,109$3,350,942None
Jefferies Financial Group Inc.2026-06-302026-08-1882,200$53,914,158Put
Jefferies Financial Group Inc.2026-06-302026-08-1844,940$29,476,100None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1813,841$9,078,000None
Thompson David Blair2026-06-302026-08-15314$205,949None
Forum Finance Group S.A.2026-06-302026-08-15125$66,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-158,750$5,739,274None
EFG International AG2026-06-302026-08-15648$425,017None
Lotus Technology Management, LP2026-06-302026-08-1512,291$8,985,460None
Ascent Advisors, LLC2026-06-302026-08-155,043$3,128,980None
Sequent Planning LLC2026-06-302026-08-15736$482,735None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Financial Insights, Inc. ↗CARLSON FINANCIAL, INC. ↗Strategic Financial Services, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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