Public ownership evidence

VanEck Short Muni ETF (SMB) Ownership Disclosures

Read SMB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

VanEck Short Muni ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
1,181
Value (USD)
$20,490
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SMB fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SMB fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-281,181$20,490None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-281,181$20,431None
Beacon Pointe Advisors, LLC2026-06-302026-08-1937,687$653,870None
AMERIFLEX GROUP, INC.2026-06-302026-08-1527$468None
SEI INVESTMENTS CO2026-06-302026-08-15270,992$4,701,760None
Capital Asset Advisory Services LLC2026-06-302026-08-1521,400$371,290None
NFSG Corp2026-06-302026-08-15333$5,778None
OSAIC HOLDINGS, INC.2026-06-302026-08-157,711$133,784None
OSAIC HOLDINGS, INC.2026-06-302026-08-1543,907$761,773None
Ancora Advisors LLC2026-06-302026-08-152,730$47,365None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15862$14,956None
Thrivent Financial for Lutherans2026-06-302026-08-1526,827$465,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15103,767$1,801,388None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15390,628$6,777,392None
Cerity Partners LLC2026-06-302026-08-1522,821$395,945None
Cerity Partners LLC2026-06-302026-08-15216,755$3,760,694None
ROYAL BANK OF CANADA2026-06-302026-08-1512,352$214,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,530$27,000None
CITADEL ADVISORS LLC2026-06-302026-08-1514,345$248,886None
NATIXIS ADVISORS, LLC2026-06-302026-08-1517,044$295,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1510,851$188,265None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15773,807$13,425,549None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1527,213$472,146None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15396,747$6,883,561None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15193,136$3,350,911None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15736,806$12,783,584None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15737,423$12,794,291None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1567,595$1,172,773None
Silver Grove Financial Group, Inc.2026-06-302026-08-1443$746None
Willis Johnson & Associates, Inc.2026-06-302026-08-14204,147$3,541,951None
Sanctuary Advisors, LLC2026-06-302026-08-14100,520$1,744,022None
Rockefeller Capital Management L.P.2026-06-302026-08-14523$9,074None
UBS Group AG2026-06-302026-08-14352,364$6,113,515None
One Capital Management, LLC2026-06-302026-08-1418,463$319,409None
Mariner, LLC2026-06-302026-08-1429,371$509,584None
Prosperity Consulting Group, LLC2026-06-302026-08-1493,383$1,620,195None
Elequin Capital, LP2026-06-302026-08-1464,721$1,122,909None
Ameritas Investment Partners, Inc.2026-06-302026-08-1448,233$836,835None
L2 Asset Management, LLC2026-06-302026-08-1447,705$827,682None
MORGAN STANLEY2026-06-302026-08-14867,463$15,050,488None
MORGAN STANLEY2026-06-302026-08-141$18None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-145,000$86,750None
FMR LLC2026-06-302026-08-146,918$120,023None
Integrated Wealth Concepts LLC2026-06-302026-08-1365,073$1,129,008None
Cetera Investment Advisers2026-06-302026-08-1331,000$537,844None
NewEdge Advisors, LLC2026-06-302026-08-1326,263$455,673None
CONDOR CAPITAL MANAGEMENT2026-06-302026-08-13228,497$3,964,433None
BOSTON FAMILY OFFICE LLC2026-06-302026-08-1313,896$241,000None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,003$34,752None
STIFEL FINANCIAL CORP2026-06-302026-08-1330,534$529,765None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Beacon Pointe Advisors, LLC ↗AMERIFLEX GROUP, INC. ↗SEI INVESTMENTS CO ↗Capital Asset Advisory Services LLC ↗NFSG Corp ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Ancora Advisors LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.