Public ownership evidence

FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) Ownership Disclosures

Read SMAY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest U.S. Small Cap Moderate Buffer ETF - May: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Jefferies Financial Group Inc.
Report period
2026-06-30
Available
2026-08-18
Reported shares
26,785
Value (USD)
$760,158
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001085146-26-000619
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SMAY fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SMAY fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Jefferies Financial Group Inc.2026-06-302026-08-1826,785$760,158None
AMERIFLEX GROUP, INC.2026-06-302026-08-15400$11,352None
KINTRA WEALTH, LLC2026-06-302026-08-1511,819$339,619None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,260$92,512None
OSAIC HOLDINGS, INC.2026-06-302026-08-157,250$205,755None
OSAIC HOLDINGS, INC.2026-06-302026-08-1574,854$2,124,305None
GTS SECURITIES LLC2026-06-302026-08-158,253$234,220None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1581,155$2,303,179None
Harvest Investment Services, LLC2026-06-302026-08-1511,681$331,507None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1518,786$533,147None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1526,109$740,973None
Wood Tarver Financial Group, LLC2026-06-302026-08-1411,367$322,000None
CreativeOne Wealth, LLC2026-06-302026-08-1413,505$383,272None
Rockefeller Capital Management L.P.2026-06-302026-08-141,000$28,380None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,697$104,921None
Mariner, LLC2026-06-302026-08-1412,100$343,398None
Ameritas Investment Partners, Inc.2026-06-302026-08-14400$11,352None
MORGAN STANLEY2026-06-302026-08-14521$14,786None
Integrated Wealth Concepts LLC2026-06-302026-08-138,463$240,226None
Cetera Investment Advisers2026-06-302026-08-13106,310$3,017,078None
StoneX Group Inc.2026-06-302026-08-1317,066$484,333None
FSB PREMIER WEALTH MANAGEMENT, INC.2026-06-302026-08-1316,530$469,121None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,311$150,726None
Benson Wealth Management INC2026-06-302026-08-1111,349$322,085None
Arkadios Wealth Advisors2026-06-302026-08-1121,971$623,537None
Arkadios Wealth Advisors2026-06-302026-08-11550$15,609None
Csenge Advisory Group2026-06-302026-08-1114,839$421,131None
LEVEL FOUR ADVISORY SERVICES, LLC2026-06-302026-08-117,936$225,224None
Arax Advisory Partners2026-06-302026-08-117,645$216,965None
Grantvest Financial Group LLC2026-06-302026-08-08923$26,195None
Grantvest Financial Group LLC2026-06-302026-08-0822,901$649,930None
Pinnacle Wealth Planning Services, Inc.2026-06-302026-08-085,756$163,355None
FORTRESS PRIVATE LEDGER, LLC2026-06-302026-08-0812,635$358,581None
Sigma Planning Corp2026-06-302026-08-087,915$224,628None
LPL Financial LLC2026-06-302026-08-0891,607$2,599,807None
BFI Wealth Solutions, LLC2026-06-302026-08-0837,666$1,068,962None
SILVER OAK SECURITIES, INCORPORATED2026-06-302026-08-087,181$203,797None
Geneos Wealth Management Inc.2026-06-302026-08-0711,160$316,721None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-074,128$117,153None
SMART Wealth LLC2026-06-302026-08-0737,657$1,068,706None
Capital Analysts, LLC2026-06-302026-08-064,319$123,000None
Capital Analysts, LLC2026-06-302026-08-061,409$40,000None
AE Wealth Management LLC2026-06-302026-08-04301$8,542None
AE Wealth Management LLC2026-06-302026-08-04389$11,040None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0446,856$1,329,782None
Park Square Financial Group, LLC2026-06-302026-08-0134$965None
MGO ONE SEVEN LLC2026-06-302026-08-01112,893$3,203,903None
Buck Wealth Strategies, LLC2026-06-302026-07-311,670$47,395None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3160,829$1,726,000None
Kovack Advisors, Inc.2026-06-302026-07-307,178$203,364None

90-day public filing window, up to 50 source positions.

Jefferies Financial Group Inc. ↗AMERIFLEX GROUP, INC. ↗KINTRA WEALTH, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗GTS SECURITIES LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Harvest Investment Services, LLC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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