Public ownership evidence

Sprott Funds Trust Sprott Critical Materials ETF (SETM) Ownership Disclosures

Read SETM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Sprott Funds Trust Sprott Critical Materials ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
29
Value (USD)
$904
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SETM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SETM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2829$904None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2829$959None
Dakota Wealth Management2025-12-312026-08-279,948$287,995None
Dakota Wealth Management2026-03-312026-08-2719,042$629,910None
Beacon Pointe Advisors, LLC2026-06-302026-08-1953,057$1,653,257None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-1810,453$325,193None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1517,145$533,381None
Federation des caisses Desjardins du Quebec2026-06-302026-08-151,630$50,791None
Ameritas Advisory Services, LLC2026-06-302026-08-157,500$233,700None
NFSG Corp2026-06-302026-08-15775$24,149None
Treasurer of the State of North Carolina2026-06-302026-08-15642,839$20,031,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-1515,393$479,648None
OSAIC HOLDINGS, INC.2026-06-302026-08-156,004$187,085None
OSAIC HOLDINGS, INC.2026-06-302026-08-1576,903$2,397,202None
JANE STREET GROUP, LLC2026-06-302026-08-15344,648$10,739,232None
HRT FINANCIAL LP2026-06-302026-08-1527,322$851,000None
GTS SECURITIES LLC2026-06-302026-08-15121,089$3,773,133None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1581,954$2,553,687None
Waverly Advisors, LLC2026-06-302026-08-155,629$175,386None
Thrivent Financial for Lutherans2026-06-302026-08-15428,313$13,346,000None
Cerity Partners LLC2026-06-302026-08-157,519$234,278None
ROYAL BANK OF CANADA2026-06-302026-08-152,556$80,000None
ROYAL BANK OF CANADA2026-06-302026-08-1571,660$2,233,000None
ROYAL BANK OF CANADA2026-06-302026-08-155,604$175,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-1574,338$2,316,372None
CITADEL ADVISORS LLC2026-06-302026-08-1518,598$579,514None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-1510,537$328,333None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1587,942$2,740,273None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1597,071$3,024,732None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$9None
Lane Generational LLC2026-06-302026-08-1418,010$561,192None
Visionary Wealth Advisors2026-06-302026-08-1437,263$1,161,116None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1476,029$2,369,064None
Fortis Advisors, LLC2026-06-302026-08-14118,755$3,700,410None
UBS Group AG2026-06-302026-08-147,127$222,077None
UBS Group AG2026-06-302026-08-1423,860$743,478None
Creative Planning2026-06-302026-08-147,246$225,774None
CIBC WORLD MARKET INC.2026-06-302026-08-149,995$311,444None
Inspire Advisors, LLC2026-06-302026-08-14102,450$3,192,342None
MORGAN STANLEY2026-06-302026-08-141,485$46,273None
MORGAN STANLEY2026-06-302026-08-141$38None
Coston, McIsaac & Partners2026-06-302026-08-13136$4,000None
Integrated Wealth Concepts LLC2026-06-302026-08-132,702$84,178None
Cetera Investment Advisers2026-06-302026-08-1343,449$1,353,878None
Baird Financial Group, Inc.2026-06-302026-08-13112,831$3,515,814None
Summit Financial, LLC2026-06-302026-08-136,887$214,599None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13516,911$16,106,947None
BANK OF MONTREAL /CAN/2026-06-302026-08-13579$18,042None
BANK OF MONTREAL /CAN/2026-06-302026-08-131,808$56,337None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13211$6,575None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Beacon Pointe Advisors, LLC ↗UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗Federation des caisses Desjardins du Quebec ↗Federation des caisses Desjardins du Quebec ↗Ameritas Advisory Services, LLC ↗NFSG Corp ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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