Explore more topics
Public ownership evidence

First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Ownership Disclosures

Read SDVY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2929,898$1,001,600None
Corient Private Wealth LP2026-06-302026-08-285,406$233,215None
CARLSON FINANCIAL, INC.2026-06-302026-08-2585,441$3,686,317None
CARLSON FINANCIAL, INC.2026-03-312026-08-2585,692$3,378,833None
CARLSON FINANCIAL, INC.2025-12-312026-08-2586,556$3,316,790None
Bernard Wealth Management Corp.2026-06-302026-08-2274$3,193None
Forefront Wealth Partners, LLC2026-06-302026-08-2196,676$4,170,548None
Anderson Financial Strategies, LLC2026-06-302026-08-2145,386$1,998,799None
Rehmann Capital Advisory Group2026-06-302026-08-21169,145$7,291,929None
Kingsview Wealth Management, LLC2026-06-302026-08-20122,499$5,284,608None
Archer Investment Corp2026-06-302026-08-202,524$108,885None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2036,087$1,556,788None
Orion Capital Management LLC2026-06-302026-08-19893$38,524None
Corient Private Wealth LP2026-06-302026-08-185,406$233,215None
Integrated Investment Consultants, LLC2026-06-302026-08-186,555$282,783None
Equitable Holdings, Inc.2026-06-302026-08-18539,195$23,260,856None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-183,137$135,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-151,088$46,936None
Frederick Financial Consultants, LLC2026-06-302026-08-1519,254$830,637None
Blueprint Financial Advisors LLC2026-06-302026-08-1540,503$1,747,283None
Synergy Investment Management, LLC2026-06-302026-08-15160$6,902None
SEI INVESTMENTS CO2026-06-302026-08-156,827$294,510None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1525,240$1,088,854None
JPL Wealth Management, LLC2026-06-302026-08-15117,747$5,079,594None
Modern Wealth Management, LLC2026-06-302026-08-1515,820$682,461None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15938$40,465None
Mutual Advisors, LLC2026-06-302026-08-15117,804$5,082,053None
Advyzon Investment Management, LLC2026-06-302026-08-1538,499$1,660,850None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1556,456$2,435,496None
COFG Advisors, LLC2026-06-302026-08-155,575$240,484None
Ameritas Advisory Services, LLC2026-06-302026-08-15151,896$6,552,811None
NFSG Corp2026-06-302026-08-154,085$176,227None
WCG Wealth Advisors LLC2026-06-302026-08-1546,618$2,011,086None
XTX Topco Ltd2026-06-302026-08-1520,191$871,040None
Arkos Global Advisors2026-06-302026-08-1556,537$2,439,000None
Western Wealth Management, LLC2026-06-302026-08-15780,272$33,660,911None
Western Wealth Management, LLC2026-06-302026-08-1556,859$2,452,893None
MAGNOLIA CAPITAL ADVISORS LLC2026-06-302026-08-1516,646$718,108None
Foundations Investment Advisors, LLC2026-06-302026-08-15315,054$13,591,433None
Qube Research & Technologies Ltd2026-06-302026-08-15171,304$7,390,055None
IFG Advisory, LLC2026-06-302026-08-1546,061$1,987,069None
Per Stirling Capital Management, LLC.2026-06-302026-08-1516,592$715,781None
JT Stratford LLC2026-06-302026-08-1510,282$443,565None
OSAIC HOLDINGS, INC.2026-06-302026-08-15220,778$9,524,376None
OSAIC HOLDINGS, INC.2026-06-302026-08-1512,333$532,046None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,989,978$129,018,010None
Prostatis Group LLC2026-06-302026-08-1595,108$4,102,966None
Betterment LLC2026-06-302026-08-1539,358$1,698,000None
Trexquant Investment LP2026-06-302026-08-157,127$307,459None
Blue Chip Partners, LLC2026-06-302026-08-15623,257$26,887,291None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Bernard Wealth Management Corp. ↗Forefront Wealth Partners, LLC ↗Anderson Financial Strategies, LLC ↗Rehmann Capital Advisory Group ↗Kingsview Wealth Management, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.