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Public ownership evidence

The Charles Schwab Corporation (SCHW) Ownership Disclosures

Read SCHW insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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2026-10-062026-10-01Ruffel Charles A.A1,222Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-01 and its public availability date is 2026-10-06. Subtracting those calendar dates gives 5 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001739929-26-000010 ↗SEC 0001171694-26-000012 ↗SEC 0001561563-26-000025 ↗

Recent Form 4 activity

Inspect all 38 displayed rows: Recent Form 4 activity

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2026-10-062026-10-01Ruffel Charles A.A1,222Not reported
2026-10-062026-10-01HERRINGER FRANK CA445Not reported
2026-10-052026-10-01Ellis Stephen AA369Not reported
2026-10-052026-10-01Brown Marianne CatherineA407Not reported
2026-10-052026-10-01Hathi NeeshaS5,000Not reported
2026-09-032026-09-01Hathi NeeshaS3,177Not reported
2026-09-012026-08-28Hathi NeeshaS3,177Not reported
2026-09-012026-08-28Bettinger Walter WS74,388Not reported
2026-08-282026-08-26Schwab-Pomerantz CarolynS9,175Not reported
2026-08-272026-08-24Bettinger Walter WS176,210Not reported
2026-08-272026-08-24Schwab Charles R.S117,000Not reported
2026-08-192026-08-17Beatty Jonathan SS1,000Not reported
2026-08-182026-08-13Howard DennisS2,198Not reported
2026-08-182026-08-14Craig Jonathan M.S21,866Not reported
2026-08-142026-08-12Schwab Charles R.S46,410Not reported
2026-08-122026-08-11Schwab Charles R.S46,445Not reported
2026-08-112026-08-10Murtagh Nigel JS24,778Not reported
2026-08-112026-08-06Murtagh Nigel JS1,897Not reported
2026-08-112026-08-07SNEED PAULA AS5,263Not reported
2026-08-082026-08-05Schwab-Pomerantz CarolynS18,561Not reported
2026-08-082026-08-05Craig Jonathan M.S21,750Not reported
2026-08-062026-08-04Schwab-Pomerantz CarolynS22,640Not reported
2026-08-052026-08-04Schwab Charles R.S47,650Not reported
2026-08-052026-08-03Schwab Charles R.S95,250Not reported
2026-07-312026-07-28Schwab-Pomerantz CarolynS22,650Not reported
2026-07-312026-07-28Howard DennisS28,000Not reported
2026-07-312026-07-29Schwab Charles R.S95,450Not reported
2026-07-312026-07-28Schwab Charles R.S48,000Not reported
2026-07-302026-07-27Murtagh Nigel JS11,000Not reported
2026-07-302026-07-27Murtagh Nigel JS21,947Not reported
2026-07-302026-07-28Bettinger Walter WS12,880Not reported
2026-07-302026-07-28Bettinger Walter WS38,263Not reported
2026-07-302026-07-28Bettinger Walter WS42,265Not reported
2026-07-302026-07-27Bettinger Walter WS192,488Not reported
2026-07-292026-07-24Schwab Charles R.S45,500Not reported
2026-07-282026-07-23Morgan Peter J. IIIS6,952Not reported
2026-07-242026-07-21Murtagh Nigel JS4,053Not reported
2026-07-222026-07-21Beatty Jonathan SS2,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-29211$19,469None
Cornerstone Financial Management LLC2026-03-312026-08-29167$15,695None
Cornerstone Financial Management LLC2025-12-312026-08-29127$12,689None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2948,087$3,764,259None
Advisors Asset Management, Inc.2021-12-312026-08-2843,970$3,697,877None
Advisors Asset Management, Inc.2022-12-312026-08-2843,227$3,599,080None
Advisors Asset Management, Inc.2020-06-302026-08-2843,601$1,471,098None
Advisors Asset Management, Inc.2022-06-302026-08-2850,200$3,172,000None
Advisors Asset Management, Inc.2021-09-302026-08-2839,347$2,866,000None
Corient Private Wealth LP2026-06-302026-08-2833,687$3,108,397None
Corient Private Wealth LP2026-06-302026-08-28648,854$59,869,858None
VELA Investment Management, LLC2026-06-302026-08-2812,410$1,145,071None
VELA Investment Management, LLC2026-03-312026-08-2812,426$1,167,795None
VELA Investment Management, LLC2025-12-312026-08-2814,273$1,426,015None
Formuepleje A/S2026-06-302026-08-28101,262$9,343,445None
Formuepleje A/S2026-03-312026-08-2878,420$7,369,912None
Principia Wealth Advisory, LLC2026-06-302026-08-272,019$186,295None
Principia Wealth Advisory, LLC2026-03-312026-08-272,090$196,414None
Advisors Asset Management, Inc.2024-03-312026-08-2723,745$1,717,713None
Advisors Asset Management, Inc.2025-03-312026-08-2717,109$1,339,293None
Advisors Asset Management, Inc.2022-09-302026-08-2744,970$3,232,000None
Advisors Asset Management, Inc.2020-12-312026-08-2744,450$2,358,000None
Advisors Asset Management, Inc.2022-03-312026-08-2752,993$4,467,840None
Advisors Asset Management, Inc.2023-06-302026-08-2731,678$1,795,509None
Advisors Asset Management, Inc.2023-09-302026-08-2729,976$1,645,682None
Advisors Asset Management, Inc.2023-03-312026-08-2737,811$1,980,540None
Advisors Asset Management, Inc.2021-03-312026-08-2740,022$2,608,634None
Advisors Asset Management, Inc.2021-06-302026-08-2740,326$2,936,000None
Advisors Asset Management, Inc.2020-09-302026-08-2739,245$1,421,846None
Advisors Asset Management, Inc.2025-09-302026-08-2710,020$956,609None
Advisors Asset Management, Inc.2023-12-312026-08-2729,194$2,008,547None
Dakota Wealth Management2025-09-302026-08-2736,653$3,499,278None
Dakota Wealth Management2025-12-312026-08-2737,564$3,753,068None
Dakota Wealth Management2026-03-312026-08-2728,493$2,677,731None
Redwood Investment Management, LLC2025-09-302026-08-2713,219$1,262,000None
Giverny Capital Inc.2026-06-302026-08-271,681,567$155,158,187None
Advus Financial Partners, LLC2025-09-302026-08-262,381$227,303None
Advus Financial Partners, LLC2025-06-302026-08-262,651$241,850None
Advisors Asset Management, Inc.2019-12-312026-08-2671,546$3,402,728None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-03-312026-08-26192,100$18,053,558None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-26200,800$18,527,816None
Advisors Asset Management, Inc.2025-06-302026-08-2512,503$1,140,774None
CYBER HORNET ETFs LLC2026-06-302026-08-254,454$410,971None
Strategic Financial Services, Inc.2026-06-302026-08-256,199$571,982None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-252,529,153$233,364,947None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-25233,364,947$2,529,153,000None
Bernard Wealth Management Corp.2026-06-302026-08-224,075$376,001None
Advisors Asset Management, Inc.2024-09-302026-08-2218,823$1,219,919None
Advisors Asset Management, Inc.2024-06-302026-08-2219,797$1,458,841None
Advisors Asset Management, Inc.2024-12-312026-08-2217,638$1,305,388None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

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Ro Khanna2026-10-072026-09-25sale$1,001 - $15,000

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.