Public ownership evidence

Schwab U.S. Mid-Cap ETF (SCHM) Ownership Disclosures

Read SCHM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Schwab U.S. Mid-Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
57,778
Value (USD)
$1,513,785
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SCHM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SCHM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-2957,778$1,513,785None
Corient Private Wealth LP2026-06-302026-08-28686,859$25,324,458None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2836$1,327None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2836$1,115None
Dakota Wealth Management2025-09-302026-08-2750,128$1,485,788None
Dakota Wealth Management2025-12-312026-08-27116,830$3,513,068None
Dakota Wealth Management2026-03-312026-08-2748,453$1,500,099None
Serenity Investment Advisors2026-06-302026-08-2540,466$1,463,253None
Bernard Wealth Management Corp.2026-06-302026-08-22312,545$11,523,546None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-217,958$293,400None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21242,964$8,958,072None
Bullock Wealth Management Group2026-06-302026-08-208,302$301,850None
Wilson & Boucher Capital Management, LLC2026-06-302026-08-2023,090$851,328None
Kingsview Wealth Management, LLC2026-06-302026-08-2029,282$1,079,614None
Archer Investment Corp2026-06-302026-08-20295$10,862None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20873,101$32,191,248None
Beacon Pointe Advisors, LLC2026-06-302026-08-191,484,018$54,715,736None
JDM Financial Group LLC2026-06-302026-08-19517$19,068None
Leo H. Evart, Inc.2026-06-302026-08-1960,100$2,215,893None
Leo H. Evart, Inc.2026-06-302026-08-1922,692$836,638None
TILIA FIDUCIARY PARTNERS, INC.2026-06-302026-08-1912,375$456,255None
Denver PWM, LLC2026-06-302026-08-19512,689$18,815,693None
PIN OAK INVESTMENT ADVISORS INC2026-06-302026-08-19540$20,000None
NORTH STAR ASSET MANAGEMENT INC2026-06-302026-08-19386,953$14,266,956None
Jacobs Equity LLC2026-06-302026-08-18103,557$3,818,147None
Strive Financial Group ,LLC2026-06-302026-08-183,082$113,642None
Coastal Bridge Advisors, LLC2026-06-302026-08-1812,246$451,498None
Ruggaard & Associates LLC2026-06-302026-08-1819,011$700,936None
Corient Private Wealth LP2026-06-302026-08-18821,649$30,294,118None
FSA Advisors, Inc.2026-06-302026-08-188,542$314,944None
Hamilton Capital, LLC2026-06-302026-08-189,768$360,146None
Pure Financial Advisors, LLC2026-06-302026-08-18181,950$6,708,500None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18110,125$4,057,015None
Nalls Sherbakoff Group, LLC2026-06-302026-08-18697$25,690None
Nalls Sherbakoff Group, LLC2026-03-312026-08-18695$21,509None
Equitable Holdings, Inc.2026-06-302026-08-18117,937$4,348,330None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-188,857$327,000None
Odyssey Group, LLC2026-06-302026-08-15317,388$11,702,096None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15767$28,279None
Womack Financial LLC2026-06-302026-08-15486,443$17,935,135None
SVRN Asset Management, LLC2026-06-302026-08-1512,279$452,727None
HILLTOP WEALTH ADVISORS, LLC2026-06-302026-08-15152,811$5,634,148None
Synergy Investment Management, LLC2026-06-302026-08-15426$15,707None
XXI WEALTH, LLC2026-06-302026-08-158,916$328,732None
Murphy & Mullick Capital Management Corp2026-06-302026-08-15110,193$4,062,815None
Perissos Private Wealth Management, LLC2026-06-302026-08-1517,113$630,970None
Modern Wealth Management, LLC2026-06-302026-08-15135,172$4,983,809None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-157,980$294,223None
Mutual Advisors, LLC2026-06-302026-08-1518,865$695,558None
Advyzon Investment Management, LLC2026-06-302026-08-159,700$357,639None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Serenity Investment Advisors ↗Bernard Wealth Management Corp. ↗CLIFFORD SWAN INVESTMENT COUNSEL LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.