Public ownership evidence

Schwab U.S Small- Cap ETF (SCHA) Ownership Disclosures

Read SCHA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Schwab U.S Small- Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
NWM ADVISORS, LLC
Report period
2026-06-30
Available
2026-08-29
Reported shares
207,566
Value (USD)
$7,499,360
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002098824-26-000005
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SCHA fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SCHA fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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NWM ADVISORS, LLC2026-06-302026-08-29207,566$7,499,360None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-29125,072$2,930,433None
Corient Private Wealth LP2026-06-302026-08-281,241,583$44,858,464None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-283,022$109,185None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-283,022$87,880None
Principia Wealth Advisory, LLC2026-06-302026-08-2758,746$2,121,446None
Principia Wealth Advisory, LLC2026-03-312026-08-2759,066$1,715,339None
Dakota Wealth Management2025-09-302026-08-2765,389$1,824,364None
Dakota Wealth Management2025-12-312026-08-2767,172$1,913,064None
Dakota Wealth Management2026-03-312026-08-2764,948$1,888,683None
Advus Financial Partners, LLC2022-03-312026-08-266,276$297,252None
Advus Financial Partners, LLC2021-09-302026-08-262,794$286,107None
Serenity Investment Advisors2026-06-302026-08-2575,901$2,629,980None
Strategic Financial Services, Inc.2026-06-302026-08-257,864$284,126None
Bernard Wealth Management Corp.2026-06-302026-08-22221,529$8,003,841None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21221,813$8,014,110None
Bullock Wealth Management Group2026-06-302026-08-2019,523$695,400None
Wilson & Boucher Capital Management, LLC2026-06-302026-08-2037,744$1,363,695None
Kingsview Wealth Management, LLC2026-06-302026-08-2047,423$1,713,378None
Archer Investment Corp2026-06-302026-08-20393$14,215None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-202,030,619$73,366,277None
Beacon Pointe Advisors, LLC2026-06-302026-08-19997,223$36,029,683None
JDM Financial Group LLC2026-06-302026-08-191,069$38,623None
Leo H. Evart, Inc.2026-06-302026-08-1967,065$2,423,063None
Leo H. Evart, Inc.2026-06-302026-08-19798$28,846None
Orion Capital Management LLC2026-06-302026-08-19348$12,573None
Denver PWM, LLC2026-06-302026-08-1943,022$1,533,719None
NORTH STAR ASSET MANAGEMENT INC2026-06-302026-08-19410$14,813None
NORTH STAR ASSET MANAGEMENT INC2026-06-302026-08-19473,589$17,110,775None
Jacobs Equity LLC2026-06-302026-08-1872,854$2,632,215None
Strive Financial Group ,LLC2026-06-302026-08-184,950$178,860None
Ruggaard & Associates LLC2026-06-302026-08-1814,706$531,328None
Corient Private Wealth LP2026-06-302026-08-181,259,435$45,503,359None
Asset Allocation Strategies LLC2026-06-302026-08-18167,546$6,053,425None
Pure Financial Advisors, LLC2026-06-302026-08-1811,610$419,470None
Transamerica Financial Advisors, LLC2026-06-302026-08-1842$1,521None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18224,430$8,108,641None
Nalls Sherbakoff Group, LLC2026-06-302026-08-181,490$53,843None
Nalls Sherbakoff Group, LLC2026-03-312026-08-181,490$43,337None
Wiser Advisor Group LLC2026-06-302026-08-1849,261$1,779,810None
Equitable Holdings, Inc.2026-06-302026-08-1888,183$3,186,064None
DEARBORN PARTNERS LLC2026-06-302026-08-1850,093$1,809,860None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1848,047$1,736,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1534$1,228None
Womack Financial LLC2026-06-302026-08-15205,221$7,414,639None
Sequent Planning LLC2026-06-302026-08-1589,561$3,235,836None
AMERIFLEX GROUP, INC.2026-06-302026-08-15207$7,479None
10Elms LLP2026-06-302026-08-152,247$81,168None
Blueprint Financial Advisors LLC2026-06-302026-08-1527,294$986,122None
Synergy Investment Management, LLC2026-06-302026-08-152,178$78,690None

90-day public filing window, up to 50 source positions.

NWM ADVISORS, LLC ↗B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Principia Wealth Advisory, LLC ↗Principia Wealth Advisory, LLC ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Dakota Wealth Management ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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