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Public ownership evidence

ALPS Medical Breakthroughs ETF (SBIO) Ownership Disclosures

Read SBIO insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CARLSON FINANCIAL, INC.2026-06-302026-08-257,448$481,695None
CARLSON FINANCIAL, INC.2026-03-312026-08-257,451$389,980None
CARLSON FINANCIAL, INC.2025-12-312026-08-257,451$381,632None
Beacon Pointe Advisors, LLC2026-06-302026-08-194,949$319,953None
Equitable Holdings, Inc.2026-06-302026-08-1815,327$990,891None
OSAIC HOLDINGS, INC.2026-06-302026-08-15110$7,112None
OSAIC HOLDINGS, INC.2026-06-302026-08-156,980$451,097None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-154$268None
BROWN ADVISORY INC2026-06-302026-08-157,250$468,712None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-158,898$575,256None
ROYAL BANK OF CANADA2026-06-302026-08-15390$25,000None
ROYAL BANK OF CANADA2026-06-302026-08-1511,181$723,000None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-156,000$387,900None
CONNORS INVESTOR SERVICES INC2026-06-302026-08-1548,137$3,112,057None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,512$291,706None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1522,732$1,469,624None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1535,442$2,291,356None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1530,098$1,945,817None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1517,115$1,106,485None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15292,090$18,883,619None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15110,254$7,127,892None
Rockefeller Capital Management L.P.2026-06-302026-08-141,034$66,901None
Steward Partners Investment Advisory, LLC2026-06-302026-08-145,468$353,506None
Ally Invest Advisors Inc.2026-06-302026-08-143,581$231,522None
UBS Group AG2026-06-302026-08-14178,799$11,559,355None
MORGAN STANLEY2026-06-302026-08-141$89None
MORGAN STANLEY2026-06-302026-08-14658$42,540None
MORGAN STANLEY2026-06-302026-08-1439,297$2,540,551None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-14350$22,628None
ELEVATION POINT WEALTH PARTNERS, LLC2026-06-302026-08-1311,225$725,696None
Aptus Capital Advisors, LLC2026-06-302026-08-13180$11,637None
Intrepid Financial Planning Group LLC2026-06-302026-08-134,139$267,586None
BANK OF MONTREAL /CAN/2026-06-302026-08-13100$6,465None
STIFEL FINANCIAL CORP2026-06-302026-08-1325,648$1,658,181None
US BANCORP \DE\2026-06-302026-08-13355$22,951None
US BANCORP \DE\2026-06-302026-08-13645$41,699None
BlackDiamond Wealth Management, LLC2026-06-302026-08-125,082$341,104None
MSH Capital Advisors LLC2026-06-302026-08-127,140$461,601None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-121$65None
First Command Advisory Services, Inc.2026-06-302026-08-11100$6,465None
Arax Advisory Partners2026-06-302026-08-11210$13,577None
Savant Capital, LLC2026-06-302026-08-118,035$526,759None
BOK Financial Private Wealth, Inc.2026-06-302026-08-1113,000$840,450None
FIG FINANCIAL ADVISORY SERVICES INC /ADV2026-06-302026-08-1125,106$1,623,111None
PENSION & WEALTH MANAGEMENT ADVISORS, INC.2025-09-302026-08-0889$3,458None
PENSION & WEALTH MANAGEMENT ADVISORS, INC.2025-06-302026-08-0889$2,676None
PENSION & WEALTH MANAGEMENT ADVISORS, INC.2025-03-312026-08-0889$2,538None
PENSION & WEALTH MANAGEMENT ADVISORS, INC.2024-12-312026-08-08256$8,456None
PENSION & WEALTH MANAGEMENT ADVISORS, INC.2024-09-302026-08-08256$9,556None
PENSION & WEALTH MANAGEMENT ADVISORS, INC.2024-06-302026-08-08256$8,597None

90-day public filing window, up to 50 source positions.

CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Beacon Pointe Advisors, LLC ↗Equitable Holdings, Inc. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗FIDUCIARY FINANCIAL ADVISORS ↗BROWN ADVISORY INC ↗Vestmark Advisory Solutions, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.