Public ownership evidence

SARATOGA INVESTMENT CORP. NEW (SAR) Ownership Disclosures

Read SAR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

SARATOGA INVESTMENT CORP. NEW: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advisors Asset Management, Inc.
Report period
2021-12-31
Available
2026-08-28
Reported shares
138,230
Value (USD)
$4,061,197
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001999371-26-018946
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read SAR fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read SAR fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-28138,230$4,061,197None
Advisors Asset Management, Inc.2022-12-312026-08-28133,585$3,405,082None
Advisors Asset Management, Inc.2020-06-302026-08-2879,001$1,248,216None
Advisors Asset Management, Inc.2022-06-302026-08-28143,994$3,452,000None
Advisors Asset Management, Inc.2021-09-302026-08-28132,087$3,796,000None
Advisors Asset Management, Inc.2024-03-312026-08-27126,165$2,927,028None
Advisors Asset Management, Inc.2025-03-312026-08-27114,511$2,900,564None
Advisors Asset Management, Inc.2022-09-302026-08-27150,799$3,132,000None
Advisors Asset Management, Inc.2020-12-312026-08-27107,525$2,242,000None
Advisors Asset Management, Inc.2022-03-312026-08-27146,577$3,995,689None
Advisors Asset Management, Inc.2023-06-302026-08-27128,551$3,469,591None
Advisors Asset Management, Inc.2023-09-302026-08-27140,051$3,599,311None
Advisors Asset Management, Inc.2023-03-312026-08-27138,850$3,510,128None
Advisors Asset Management, Inc.2021-03-312026-08-27113,082$2,863,236None
Advisors Asset Management, Inc.2021-06-302026-08-27116,534$3,131,000None
Advisors Asset Management, Inc.2020-09-302026-08-2797,342$1,634,372None
Advisors Asset Management, Inc.2025-09-302026-08-27115,641$2,820,484None
Advisors Asset Management, Inc.2023-12-312026-08-27119,328$3,085,822None
Advisors Asset Management, Inc.2019-12-312026-08-2651,162$1,276,492None
Advisors Asset Management, Inc.2025-06-302026-08-25105,285$2,611,068None
Advisors Asset Management, Inc.2024-09-302026-08-22112,373$2,605,930None
Advisors Asset Management, Inc.2024-06-302026-08-22115,029$2,611,158None
Advisors Asset Management, Inc.2024-12-312026-08-22107,401$2,569,032None
Advisors Asset Management, Inc.2025-12-312026-08-22101,383$2,338,906None
Advisors Asset Management, Inc.2020-03-312026-08-2266,187$761,812None
Advisors Asset Management, Inc.2019-03-312026-08-198,908$198,470None
Advisors Asset Management, Inc.2019-09-302026-08-1936,484$901,884None
Advisors Asset Management, Inc.2019-06-302026-08-1923,664$584,264None
Advisors Asset Management, Inc.2026-06-302026-08-15121,635$2,713,677None
Quarry LP2026-06-302026-08-1520$446None
XTX Topco Ltd2026-06-302026-08-1524,939$556,389None
Aquatic Capital Management LLC2026-06-302026-08-151,014$22,622None
IFG Advisory, LLC2026-06-302026-08-151,000$22,310None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,103$46,926None
OSAIC HOLDINGS, INC.2026-06-302026-08-1520,644$460,558None
JANE STREET GROUP, LLC2026-06-302026-08-1510,100$225,331Put
JANE STREET GROUP, LLC2026-06-302026-08-1529,100$649,221Call
Legal & General Group Plc2026-06-302026-08-15141,229$3,156,468None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1540,000$892,400Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1515,300$341,343Put
Palogic Value Management, L.P.2026-06-302026-08-1546,680$1,041,431None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1514,782$329,775None
ROYAL BANK OF CANADA2026-06-302026-08-1519,238$429,000None
CITADEL ADVISORS LLC2026-06-302026-08-1550,507$1,126,811None
CITADEL ADVISORS LLC2026-06-302026-08-1519,400$432,814Call
Larson Financial Group LLC2026-06-302026-08-1549$1,093None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1517,419$388,618None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1528,614$638,378None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1520,529$457,996None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1584,829$1,892,518None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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