Explore more topics
Public ownership evidence

Hartford Multifactor Developed Markets (ex-US) ETF (RODM) Ownership Disclosures

Read RODM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

CARLSON FINANCIAL, INC.2026-06-302026-08-259,796$395,875None
CARLSON FINANCIAL, INC.2026-03-312026-08-259,776$385,381None
CARLSON FINANCIAL, INC.2025-12-312026-08-2510,124$374,315None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-2234,054$1,376,122None
Kingsview Wealth Management, LLC2026-06-302026-08-205,672$229,223None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-208,670$350,371None
Equitable Holdings, Inc.2026-06-302026-08-1843,708$1,766,221None
Modern Wealth Management, LLC2026-06-302026-08-1586,176$3,482,369None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-156,497$262,544None
WCG Wealth Advisors LLC2026-06-302026-08-151,773,405$71,663,224None
Western Wealth Management, LLC2026-06-302026-08-156,079$245,669None
OSAIC HOLDINGS, INC.2026-06-302026-08-157,898$319,151None
OSAIC HOLDINGS, INC.2026-06-302026-08-1541$1,643None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,370$378,721None
JANE STREET GROUP, LLC2026-06-302026-08-1597,775$3,951,088None
HRT FINANCIAL LP2026-06-302026-08-1542,931$1,734,000None
Gotham Asset Management, LLC2026-06-302026-08-158,799$355,568None
GUARDIAN WEALTH ADVISORS, LLC / NC2026-06-302026-08-1516,235$656,056None
&PARTNERS2026-06-302026-08-15180,696$7,301,906None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15417,097$16,817,361None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15533$21,539None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15484,853$19,589,854None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15168$6,789None
MAI Capital Management2026-06-302026-08-1535,257$1,424,723None
Cerity Partners Retirement Plan Advisors LLC2026-06-302026-08-159,732$393,256None
Cerity Partners LLC2026-06-302026-08-154,067,817$164,380,470None
Cerity Partners LLC2026-06-302026-08-1511,020$445,338None
Cerity Partners LLC2026-06-302026-08-151,085,648$43,871,042None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1525,121$1,015,124None
ROYAL BANK OF CANADA2026-06-302026-08-151,716$69,000None
ROYAL BANK OF CANADA2026-06-302026-08-15232,780$9,407,000None
Larson Financial Group LLC2026-06-302026-08-1513,364$540,021None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-1535,355$1,428,696None
World Investment Advisors2026-06-302026-08-1575,502$2,976,296None
NATIXIS ADVISORS, LLC2026-06-302026-08-1521,034$850,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-155,235$211,546None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1529,651$1,198,199None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15554,866$22,422,132None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15341,291$13,791,553None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1554,629$2,207,545None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1549,028$1,981,221None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15405,701$16,394,377None
BANK OF AMERICA CORP /DE/2026-06-302026-08-152,154,237$87,052,725None
Highland Investment Advisors LLC2026-06-302026-08-14353$14,248None
Downshift Financial, LLC2026-06-302026-08-1453$2,142None
Pathstone Holdings, LLC2026-06-302026-08-141,776,976$71,807,597None
Sanctuary Advisors, LLC2026-06-302026-08-146,455$260,847None
Rockefeller Capital Management L.P.2026-06-302026-08-1448,676$1,967,027None
Rockefeller Capital Management L.P.2026-06-302026-08-142,863$115,694None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1494,461$3,817,169None

90-day public filing window, up to 50 source positions.

CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗WEST MICHIGAN ADVISORS, LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Equitable Holdings, Inc. ↗Modern Wealth Management, LLC ↗INSIGNEO ADVISORY SERVICES, LLC ↗WCG Wealth Advisors LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.