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Public ownership evidence

Hartford Multifactor Emerging Markets ETF (ROAM) Ownership Disclosures

Read ROAM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Bullock Wealth Management Group2026-06-302026-08-2075$2,656None
Blueprint Financial Advisors LLC2026-06-302026-08-1510,207$365,104None
IFG Advisory, LLC2026-06-302026-08-1527,585$986,731None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,378$85,095None
JANE STREET GROUP, LLC2026-06-302026-08-15143,129$5,119,724None
OLD MISSION CAPITAL LLC2026-06-302026-08-15122,532$4,382,969None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1559,112$2,114,436None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15185$6,534None
CITADEL ADVISORS LLC2026-06-302026-08-1519,385$693,401None
GOLDMAN SACHS GROUP INC2026-06-302026-08-157,222$258,331None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1584,456$3,020,991None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,525$161,859None
Sanctuary Advisors, LLC2026-06-302026-08-14102,295$3,659,092None
Mariner, LLC2026-06-302026-08-1432,646$1,167,747None
VANGUARD ADVISERS INC2026-06-302026-08-14260$9,300None
MORGAN STANLEY2026-06-302026-08-141$61None
FMR LLC2026-06-302026-08-141$36None
FMR LLC2026-06-302026-08-141,730$61,882None
Integrated Wealth Concepts LLC2026-06-302026-08-1391$3,255None
Cetera Investment Advisers2026-06-302026-08-1311,797$421,979None
JPMORGAN CHASE & CO2026-06-302026-08-134,074$144,097None
Stratos Wealth Partners, LTD.2026-06-302026-08-12639,228$22,865,197None
Advisors Preferred, LLC2026-06-302026-08-122,455$86,661None
Allworth Financial LP2026-06-302026-08-124,074$145,727None
Empirical Asset Management, LLC2026-06-302026-08-1132,597$1,165,987None
Redwood Financial Network Corp2026-06-302026-08-0810,867$388,702None
Harborfront Financial Group LLC2026-06-302026-08-0877$2,749None
LPL Financial LLC2026-06-302026-08-08656,376$23,478,579None
Compound Planning, Inc.2026-06-302026-08-0528,989$1,036,928None
Blueprint Investment Partners LLC2026-06-302026-08-0510,207$365,104None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0410,814$386,800None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3115,864$567,000None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3073,693$2,635,980None
Kestra Advisory Services, LLC2026-06-302026-07-29283,635$10,145,626None
PRIVATE TRUST CO NA2026-06-302026-07-293,414$122,119None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-293,049$109,063None
TRUIST FINANCIAL CORP2026-06-302026-07-2911,270$403,131None
Private Advisor Group, LLC2026-06-302026-07-2866,247$2,369,657None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2815,864$567,000None
Wagner Wealth Management, LLC2026-06-302026-07-25358$12,806None
Capital Investment Advisory Services, LLC2026-06-302026-07-244,378$156,601None
J.W. COLE ADVISORS, INC.2026-06-302026-07-226,682$239,019None
Prospera Financial Services Inc2026-06-302026-07-1618,022$644,642None

90-day public filing window, up to 50 source positions.

Bullock Wealth Management Group ↗Blueprint Financial Advisors LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗JONES FINANCIAL COMPANIES LLLP ↗CITADEL ADVISORS LLC ↗GOLDMAN SACHS GROUP INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.