Public ownership evidence

Royce Micro-Cap Trust Inc (RMT) Ownership Disclosures

Read RMT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Royce Micro-Cap Trust Inc: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-10-01
Trade date
2026-09-30
Reporting owners
CLARK CHRISTOPHER D
Code
P
Shares
1,000
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0000906304-26-000163
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read RMT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read RMT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-10-012026-09-30CLARK CHRISTOPHER DP1,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-281,005$11,608None
Advisors Asset Management, Inc.2021-12-312026-08-281,105,425$12,767,659None
Advisors Asset Management, Inc.2022-12-312026-08-281,242$10,781None
Advisors Asset Management, Inc.2022-12-312026-08-28988,271$8,578,192None
Advisors Asset Management, Inc.2020-06-302026-08-28875,126$6,300,907None
Advisors Asset Management, Inc.2022-06-302026-08-28883,970$7,390,000None
Advisors Asset Management, Inc.2021-09-302026-08-281,005$11,477None
Advisors Asset Management, Inc.2021-09-302026-08-281,122,996$12,825,000None
Advisors Asset Management, Inc.2024-03-312026-08-27942,077$8,902,628None
Advisors Asset Management, Inc.2025-03-312026-08-27269,591$2,272,652None
Advisors Asset Management, Inc.2022-09-302026-08-271,205$9,556,000None
Advisors Asset Management, Inc.2022-09-302026-08-27941,975$7,470,000None
Advisors Asset Management, Inc.2020-12-312026-08-27859,984$8,703,000None
Advisors Asset Management, Inc.2022-03-312026-08-27957,192$10,069,660None
Advisors Asset Management, Inc.2023-06-302026-08-271,242$10,868None
Advisors Asset Management, Inc.2023-06-302026-08-271,075,099$9,407,116None
Advisors Asset Management, Inc.2023-09-302026-08-271,272$11,753None
Advisors Asset Management, Inc.2023-09-302026-08-271,075,888$8,908,353None
Advisors Asset Management, Inc.2023-03-312026-08-271,242$10,892None
Advisors Asset Management, Inc.2023-03-312026-08-271,051,075$9,217,928None
Advisors Asset Management, Inc.2021-03-312026-08-27990$11,187None
Advisors Asset Management, Inc.2021-03-312026-08-27990,176$11,188,989None
Advisors Asset Management, Inc.2021-06-302026-08-271,005$12,462,000None
Advisors Asset Management, Inc.2021-06-302026-08-271,117,624$13,859,000None
Advisors Asset Management, Inc.2020-09-302026-08-27786,618$6,033,360None
Advisors Asset Management, Inc.2023-12-312026-08-271,272$11,753None
Advisors Asset Management, Inc.2023-12-312026-08-27967,422$8,938,979None
Advisors Asset Management, Inc.2019-12-312026-08-26800,255$6,834,178None
Advisors Asset Management, Inc.2025-06-302026-08-25125,915$1,164,714None
Advisors Asset Management, Inc.2024-09-302026-08-22655,095$6,295,463None
Advisors Asset Management, Inc.2024-06-302026-08-22801,631$7,366,989None
Advisors Asset Management, Inc.2024-12-312026-08-22501,102$4,885,745None
Advisors Asset Management, Inc.2020-03-312026-08-22924,276$5,138,975None
IKE Capital, LLC2025-12-312026-08-2010,000$104,300None
Kingsview Wealth Management, LLC2026-06-302026-08-2030,943$453,006None
Beacon Pointe Advisors, LLC2026-06-302026-08-1998,721$1,445,272None
Advisors Asset Management, Inc.2019-03-312026-08-19504,226$4,200,203None
Advisors Asset Management, Inc.2019-09-302026-08-19586,503$4,715,484None
Advisors Asset Management, Inc.2019-06-302026-08-19488,820$4,018,100None
Comprehensive Money Management Services LLC2026-06-302026-08-1841,715$610,708None
Modern Wealth Management, LLC2026-06-302026-08-15944,413$13,826,212None
Advisors Asset Management, Inc.2026-06-302026-08-15257,085$3,763,725None
XTX Topco Ltd2026-06-302026-08-1528,786$421,427None
OSAIC HOLDINGS, INC.2026-06-302026-08-15412,077$6,032,864None
JANE STREET GROUP, LLC2026-06-302026-08-1512,149$177,861None
JANE STREET GROUP, LLC2026-06-302026-08-158,331$121,966None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1515,473$226,525None
RIVERNORTH CAPITAL MANAGEMENT, LLC2026-06-302026-08-15813,982$11,916,696None
Bulldog Investors, LLP2026-06-302026-08-15181,964$2,663,953None
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.2026-06-302026-08-15522,665$7,651,816None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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