Public ownership evidence

ALPS Strategic Income Fund (RIGS) Ownership Disclosures

Read RIGS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

ALPS Strategic Income Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advisors Asset Management, Inc.
Report period
2020-06-30
Available
2026-08-28
Reported shares
2,347
Value (USD)
$57,666
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001999371-26-018935
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read RIGS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read RIGS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2020-06-302026-08-282,347$57,666None
Advisors Asset Management, Inc.2019-12-312026-08-265,680$141,262None
Advisors Asset Management, Inc.2020-03-312026-08-223,166$70,792None
Advisors Asset Management, Inc.2019-03-312026-08-198,486$208,840None
Advisors Asset Management, Inc.2019-09-302026-08-198,409$208,867None
Advisors Asset Management, Inc.2019-06-302026-08-199,375$232,219None
OSAIC HOLDINGS, INC.2026-06-302026-08-1511,022$251,203None
JANE STREET GROUP, LLC2026-06-302026-08-1531,948$728,136None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1514,973$341,254None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1519,620$447,165None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15220$5,014None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15147$3,343None
Ausdal Financial Partners, Inc.2026-06-302026-08-1536,615$834,498None
ROYAL BANK OF CANADA2026-06-302026-08-1525,665$585,000None
ROYAL BANK OF CANADA2026-06-302026-08-1522,821$520,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,676$220,529None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-152,068$47,132None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$11None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1585$1,937None
Advisors Asset Management, Inc.2018-12-312026-08-146,820$164,000None
Advisors Asset Management, Inc.2018-09-302026-08-145,374$132,000None
Advisors Asset Management, Inc.2018-06-302026-08-142,049$50,000None
Advisors Asset Management, Inc.2018-03-312026-08-14371$9,000None
Sanctuary Advisors, LLC2026-06-302026-08-1415,874$361,797None
MORGAN STANLEY2026-06-302026-08-14135,985$3,099,290None
MORGAN STANLEY2026-06-302026-08-141$37None
Cetera Investment Advisers2026-06-302026-08-1332,704$745,363None
Baird Financial Group, Inc.2026-06-302026-08-1350,365$1,147,884None
NewEdge Advisors, LLC2026-06-302026-08-1393$2,120None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13595$13,561None
LPL Financial LLC2026-06-302026-08-0844,289$1,009,402None
PNC Financial Services Group, Inc.2026-06-302026-08-081$13None
Geneos Wealth Management Inc.2026-06-302026-08-071,600$36,464None
Global Retirement Partners, LLC2026-06-302026-08-0764$1,459None
Janney Montgomery Scott LLC2026-06-302026-08-0651,053$1,164,000None
Savvy Advisors, Inc.2026-06-302026-08-0438,694$881,887None
Laraway Financial Advisors Inc2026-06-302026-08-0414,023$319,591None
Elevated Capital Advisors, LLC2026-06-302026-08-0410,252$233,656None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04121,147$2,761,089None
RiverFront Investment Group, LLC2026-06-302026-07-30100,806$2,297,500None
ALPS ADVISORS INC2026-06-302026-07-30426,610$9,722,996None
Kestra Advisory Services, LLC2026-06-302026-07-2912,795$291,615None
TRUIST FINANCIAL CORP2026-06-302026-07-2976,998$1,754,878None
Private Advisor Group, LLC2026-06-302026-07-2881,776$1,863,800None
Koshinski Asset Management, Inc.2026-06-302026-07-2830,910$704,479None
Quest 10 Wealth Builders, Inc.2026-06-302026-07-25166$3,783None
D.A. DAVIDSON & CO.2026-06-302026-07-2510,454$238,260None
Meridian Financial Advisors, LLC2026-06-302026-07-2390,591$2,064,696None
EVOLUTION WEALTH MANAGEMENT INC.2026-06-302026-07-2248$1,094None
PFG Advisors2026-06-302026-07-1710,115$230,527None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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