Public ownership evidence

Columbia Research Enhanced Core ETF (RECS) Ownership Disclosures

Read RECS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Columbia Research Enhanced Core ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
30,161
Value (USD)
$1,001,655
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read RECS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read RECS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2930,161$1,001,655None
Brown Financial Advisors2026-06-302026-08-27114,939$4,974,560None
Kingsview Wealth Management, LLC2026-06-302026-08-207,010$303,393None
Archer Investment Corp2026-06-302026-08-20649$28,089None
Equitable Holdings, Inc.2026-06-302026-08-1893,399$4,042,322None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18467,530$20,235,000None
Ameritas Advisory Services, LLC2026-06-302026-08-151,681,628$72,780,851None
XTX Topco Ltd2026-06-302026-08-1513,672$591,724None
Western Wealth Management, LLC2026-06-302026-08-15138,485$5,993,618None
Foundations Investment Advisors, LLC2026-06-302026-08-154,916$212,773None
Qube Research & Technologies Ltd2026-06-302026-08-1513,362$578,307None
OSAIC HOLDINGS, INC.2026-06-302026-08-1539,196$1,696,419None
OSAIC HOLDINGS, INC.2026-06-302026-08-15333,101$14,416,624None
OSAIC HOLDINGS, INC.2026-06-302026-08-1520,925$905,643None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,885,976$124,930,603None
Trexquant Investment LP2026-06-302026-08-157,519$325,422None
JANE STREET GROUP, LLC2026-06-302026-08-158,144$352,472None
Medallion Wealth Advisors, LLC2026-06-302026-08-1513,768$595,877None
Gotham Asset Management, LLC2026-06-302026-08-1513,085$566,319None
Stadion Money Management, LLC2026-06-302026-08-15791,168$34,241,751None
&PARTNERS2026-06-302026-08-1527,031$1,169,891None
Thrivent Financial for Lutherans2026-06-302026-08-1511,564$501,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-151,000,912$42,778,962None
AMERIPRISE FINANCIAL INC2026-06-302026-08-154,231$183,118None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15422,988$18,309,082None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1514,431,503$624,595,451None
Ausdal Financial Partners, Inc.2026-06-302026-08-1511,263$487,463None
ROYAL BANK OF CANADA2026-06-302026-08-151,117,761$48,377,000None
ROYAL BANK OF CANADA2026-06-302026-08-15503$22,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-158,547$369,914None
Larson Financial Group LLC2026-06-302026-08-151,429$61,828None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-154,909$212,468None
World Investment Advisors2026-06-302026-08-15187,686$7,316,016None
NATIXIS ADVISORS, LLC2026-06-302026-08-1544,842$1,940,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1510,334$447,256None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,620,661$199,982,202None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,246,637$53,954,467None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,827,297$79,085,418None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,051,940$45,527,963None
BANK OF AMERICA CORP /DE/2026-06-302026-08-153,787,645$163,929,276None
BANK OF AMERICA CORP /DE/2026-06-302026-08-151,458,843$63,138,725None
FIDELIS CAPITAL PARTNERS, LLC2026-06-302026-08-1481,616$3,532,356None
Trajan Wealth LLC2026-06-302026-08-14533,754$23,100,865None
Visionary Wealth Advisors2026-06-302026-08-149,329$403,760None
Sanctuary Advisors, LLC2026-06-302026-08-1490,471$3,915,595None
Inscription Capital, LLC2026-06-302026-08-1428,974$1,253,979None
Rockefeller Capital Management L.P.2026-06-302026-08-14208$9,014None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14146,366$6,334,716None
UBS Group AG2026-06-302026-08-14864,328$37,408,116None
Mariner, LLC2026-06-302026-08-1428,433$1,230,580None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Brown Financial Advisors ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗Ameritas Advisory Services, LLC ↗XTX Topco Ltd ↗Western Wealth Management, LLC ↗Foundations Investment Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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