Public ownership evidence

First Trust NASDAQ - 100 Ex-Technology Sector Index Fund (QQXT) Ownership Disclosures

Read QQXT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust NASDAQ - 100 Ex-Technology Sector Index Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Corient Private Wealth LP
Report period
2026-06-30
Available
2026-08-28
Reported shares
36,621
Value (USD)
$3,574,770
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001948780-26-000011
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read QQXT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read QQXT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2836,621$3,574,770None
Corient Private Wealth LP2026-06-302026-08-1836,621$3,574,770None
Transamerica Financial Advisors, LLC2026-06-302026-08-1870$6,926None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-15175,744$17,155,316None
NFSG Corp2026-06-302026-08-15200$19,523None
OSAIC HOLDINGS, INC.2026-06-302026-08-1593$9,078None
OSAIC HOLDINGS, INC.2026-06-302026-08-15907$88,597None
Regal Investment Advisors LLC2026-06-302026-08-156,460$630,595None
GTS SECURITIES LLC2026-06-302026-08-1532,754$3,197,282None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-153,800$370,956Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1525,100$2,450,144None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1536,424$3,555,540None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-152,003$195,879None
ROYAL BANK OF CANADA2026-06-302026-08-1528,516$2,784,000None
CITADEL ADVISORS LLC2026-06-302026-08-1519,550$1,908,379None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-153,977$388,216None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1554,172$5,288,016None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15138,810$13,549,985None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1512,814$1,250,842None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1540,719$3,974,771None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1517,637$1,721,672None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1547,598$4,646,284None
Rockefeller Capital Management L.P.2026-06-302026-08-141,124$109,720None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1417,198$1,678,783None
UBS Group AG2026-06-302026-08-14476$46,465None
UBS Group AG2026-06-302026-08-1416,098$1,571,406None
MORGAN STANLEY2026-06-302026-08-14144,249$14,080,978None
MORGAN STANLEY2026-06-302026-08-1437$3,631None
MORGAN STANLEY2026-06-302026-08-14190$18,547None
MORGAN STANLEY2026-06-302026-08-1466$6,443None
FMR LLC2026-06-302026-08-14746$72,806None
Smartleaf Asset Management LLC2026-06-302026-08-13146$14,336None
Corient Private Wealth LP2026-06-302026-08-1336,621$3,574,770None
Integrated Wealth Concepts LLC2026-06-302026-08-13290$28,234None
Cetera Investment Advisers2026-06-302026-08-133,577$349,126None
Baird Financial Group, Inc.2026-06-302026-08-136,480$632,547None
NewEdge Advisors, LLC2026-06-302026-08-132,598$253,580None
Summit Financial, LLC2026-06-302026-08-137,614$743,243None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13269$26,259None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13906$88,439None
STIFEL FINANCIAL CORP2026-06-302026-08-1312,248$1,195,593None
JPMORGAN CHASE & CO2026-06-302026-08-13250$24,548None
JPMORGAN CHASE & CO2026-06-302026-08-134,258$418,097None
Providence Capital Advisors, LLC2026-06-302026-08-12249$24,307None
Proactive Wealth Strategies LLC2026-06-302026-08-1143,370$4,233,482None
Arkadios Wealth Advisors2026-06-302026-08-118,649$844,245None
HFG Advisors, Inc.2026-06-302026-08-085,111$498,867None
OneDigital Investment Advisors LLC2026-06-302026-08-082,934$286,408None
LPL Financial LLC2026-06-302026-08-0837,341$3,645,027None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0813,151$1,283,720None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Corient Private Wealth LP ↗Transamerica Financial Advisors, LLC ↗EARNED WEALTH ADVISORS, LLC ↗NFSG Corp ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Regal Investment Advisors LLC ↗GTS SECURITIES LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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