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Public ownership evidence

NEOS Nasdaq 100 High Income ETF (QQQI) Ownership Disclosures

Read QQQI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2854,962$3,121,609None
Wellington Grp LLC2026-06-302026-08-2720,085$1,140,638None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-2276,126$4,323,172None
Kingsview Wealth Management, LLC2026-06-302026-08-20145,322$8,252,827None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-205,366$304,742None
Beacon Pointe Advisors, LLC2026-06-302026-08-1920,023$1,137,113None
Corient Private Wealth LP2026-06-302026-08-1855,771$3,167,547None
FSA Advisors, Inc.2026-06-302026-08-1863,775$3,621,782None
Camarda Financial Advisors, LLC2026-06-302026-08-187,361$418,057None
Equitable Holdings, Inc.2026-06-302026-08-1836,815$2,090,723None
Thompson David Blair2025-12-312026-08-1516,079$866,020None
Wellington Grp LLC2026-06-302026-08-1519,583$973,079None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1516$894None
Independence Wealth Advisors, LLC2026-06-302026-08-1594,227$5,351,144None
AMERIFLEX GROUP, INC.2026-06-302026-08-15100$5,679None
Safe Harbor Fiduciary, LLC2026-06-302026-08-153,884$220,572None
Federation des caisses Desjardins du Quebec2026-06-302026-08-151,325$75,300None
Mutual Advisors, LLC2026-06-302026-08-159,944$564,720None
Advyzon Investment Management, LLC2026-06-302026-08-153,692$209,654None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1513,789$783,077None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1525,317$1,437,767None
Navis Wealth Advisors, LLC2026-06-302026-08-1526,295$1,493,293None
Perennial Investment Advisors, LLC2026-06-302026-08-156,066$344,483None
ENTREWEALTH, LLC2026-06-302026-08-1515,000$821,250None
Ameritas Advisory Services, LLC2026-06-302026-08-15105,652$5,999,960None
NFSG Corp2026-06-302026-08-1568,557$3,893,362None
Foundations Investment Advisors, LLC2026-06-302026-08-1529,475$1,673,894None
Foundations Investment Advisors, LLC2026-06-302026-08-1561,482$3,491,556None
IFG Advisory, LLC2026-06-302026-08-1522,798$1,294,707None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,999$113,523None
OSAIC HOLDINGS, INC.2026-06-302026-08-1528,432$1,614,670None
OSAIC HOLDINGS, INC.2026-06-302026-08-1515,591$885,466None
Betterment LLC2026-06-302026-08-1520,609$1,170,000None
JANE STREET GROUP, LLC2026-06-302026-08-15240,580$13,662,538None
JANE STREET GROUP, LLC2026-06-302026-08-1549,500$2,811,105Put
JANE STREET GROUP, LLC2026-06-302026-08-15332,800$18,899,712Call
Uniplan Investment Counsel, Inc.2026-06-302026-08-1531,230$1,773,562None
HRT FINANCIAL LP2026-06-302026-08-15138,473$7,863,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15902,100$51,230,259Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15537,700$30,535,983Put
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1567,063$3,808,508None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1569,038$3,920,668None
Medallion Wealth Advisors, LLC2026-06-302026-08-151,880$107,173None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15128$7,269None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15224$12,721None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15183$10,393None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15369$20,956None
Gotham Asset Management, LLC2026-06-302026-08-15170,523$9,684,001None
Waverly Advisors, LLC2026-06-302026-08-1515,903$903,141None
BROWN ADVISORY INC2026-06-302026-08-159,548$542,231None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Wellington Grp LLC ↗WEST MICHIGAN ADVISORS, LLC ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Corient Private Wealth LP ↗FSA Advisors, Inc. ↗Camarda Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.