Public ownership evidence

FT Vest Nasdaq-100 Conservative Buffer ETF - April (QCAP) Ownership Disclosures

Read QCAP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

FT Vest Nasdaq-100 Conservative Buffer ETF - April: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Sequent Planning LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
36,379
Value (USD)
$906,143
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002085853-26-001012
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read QCAP fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read QCAP fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

Sequent Planning LLC2026-06-302026-08-1536,379$906,143None
OSAIC HOLDINGS, INC.2026-06-302026-08-155,248$130,724None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1567,675$1,685,676None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1512,518$311,803None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1513,984$348,319None
Wood Tarver Financial Group, LLC2026-06-302026-08-1410,498$261,000None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1411,368$283,159None
UBS Group AG2026-06-302026-08-14550$13,699None
HOLLENCREST CAPITAL MANAGEMENT2026-06-302026-08-142,769,041$68,972,370None
MORGAN STANLEY2026-06-302026-08-14220$5,480None
Cetera Investment Advisers2026-06-302026-08-13102,244$2,546,734None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1343,985$1,095,596None
US BANCORP \DE\2026-06-302026-08-1318,747$466,958None
VestGen Advisors, LLC2026-06-302026-08-1218,604$463,396None
UPTICK PARTNERS, LLC2026-06-302026-08-1116,665$415,098None
Pinnacle Wealth Planning Services, Inc.2026-06-302026-08-086$149None
LPL Financial LLC2026-06-302026-08-0875,615$1,883,448None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0814,638$364,609None
AE Wealth Management LLC2026-06-302026-08-045,520$137,494None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0415,159$377,586None
Integrity Financial Corp /WA2026-06-302026-08-014,948$123,247None
Signature Equity Partners, LLC2026-06-302026-07-31358$8,917None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3118,006$449,000None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3058,602$1,459,680None
Kestra Advisory Services, LLC2026-06-302026-07-2959,897$1,491,938None
MACROVIEW INVESTMENT MANAGEMENT LLC2026-06-302026-07-2955,029$1,370,684None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-29711$17,710None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-2515,696$390,963None
Diligent Investors, LLC2026-06-302026-07-2543,700$1,088,497None
Apollon Wealth Management, LLC2026-06-302026-07-2440,630$1,012,028None
Capital Investment Advisory Services, LLC2026-06-302026-07-241,755$43,714None
LANARK FINANCIAL, INC.2026-06-302026-07-22203$5,056None
PARK AVENUE SECURITIES LLC2026-06-302026-07-218,447$210,000None
Farther Finance Advisors, LLC2026-06-302026-07-18199,144$4,960,358None
Brookstone Capital Management2026-06-302026-07-1610,050$250,329None

90-day public filing window, up to 50 source positions.

Sequent Planning LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗Wood Tarver Financial Group, LLC ↗Steward Partners Investment Advisory, LLC ↗UBS Group AG ↗HOLLENCREST CAPITAL MANAGEMENT ↗MORGAN STANLEY ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.