Public ownership evidence

First Trust NASDAQ ABA Community Bank Index Fund (QABA) Ownership Disclosures

Read QABA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust NASDAQ ABA Community Bank Index Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
OSAIC HOLDINGS, INC.
Report period
2026-06-30
Available
2026-08-15
Reported shares
553
Value (USD)
$37,187
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001677044-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read QABA fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read QABA fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-15553$37,187None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,468$233,440None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1537,252$2,506,665None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,251$1,564,546None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15175$11,776None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1590$6,056None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1586$5,720None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15182$12,247None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15191$12,852None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1511$740None
Cutler Capital Management, LLC2026-06-302026-08-159,868$664,002None
ROYAL BANK OF CANADA2026-06-302026-08-1568,681$4,622,000None
CITADEL ADVISORS LLC2026-06-302026-08-1510,006$673,298None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1511,243$756,535None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1539,920$2,686,193None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-156,786$456,656None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,273$354,817None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1528,073$1,888,996None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1550,965$3,429,404None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1514,991$1,008,729None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1569,289$4,662,388None
Sanctuary Advisors, LLC2026-06-302026-08-1415,850$1,066,537None
CreativeOne Wealth, LLC2026-06-302026-08-143,504$235,813None
Rockefeller Capital Management L.P.2026-06-302026-08-14445$29,944None
UBS Group AG2026-06-302026-08-14495$33,308None
UBS Group AG2026-06-302026-08-1435,864$2,413,253None
Beacon Capital Management, Inc.2026-06-302026-08-141$58None
UMB Bank, n.a.2026-06-302026-08-14400$26,916None
MORGAN STANLEY2026-06-302026-08-14240$16,149None
MORGAN STANLEY2026-06-302026-08-14134,465$9,048,069None
MORGAN STANLEY2026-06-302026-08-149$662None
Integrated Wealth Concepts LLC2026-06-302026-08-13512$34,440None
Cetera Investment Advisers2026-06-302026-08-139,796$659,155None
Greenwich Wealth Management LLC2026-06-302026-08-136,994$471,000None
NewEdge Advisors, LLC2026-06-302026-08-1355$3,701None
Summit Financial, LLC2026-06-302026-08-137,518$505,894None
StoneX Group Inc.2026-06-302026-08-133,938$247,965None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,324$156,381None
Gunpowder Capital Management, LLC dba Oliver Wealth Management2026-06-302026-08-121,325$89,158None
BLAIR WILLIAM & CO/IL2026-06-302026-08-12150$10,093None
Dunhill Financial, LLC2026-06-302026-08-081,712$115,199None
LPL Financial LLC2026-06-302026-08-0827,254$1,833,931None
Lumbard & Kellner, LLC2026-06-302026-08-0757,811$3,890,068None
Russell Investments Group, Ltd.2026-06-302026-08-071$67None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-044,504$303,102None
SPINNAKER TRUST2026-06-302026-08-045,745$386,578None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3111,753$791,000None
ASSETMARK, INC2026-06-302026-07-31104$6,998None
Nicholson Wealth Management Group, LLC2026-06-302026-07-303,040$204,560None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-305,201$350,000None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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