Public ownership evidence

PGIM Ultra Short Bond ETF (PULS) Ownership Disclosures

Read PULS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

PGIM Ultra Short Bond ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
5,738
Value (USD)
$285,350
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PULS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PULS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-295,738$285,350None
Corient Private Wealth LP2026-06-302026-08-2822,732$1,126,372None
Advisors Asset Management, Inc.2025-09-302026-08-273,053$152,131None
CARLSON FINANCIAL, INC.2026-06-302026-08-2522,476$1,113,619None
CARLSON FINANCIAL, INC.2026-03-312026-08-2520,618$1,020,616None
CARLSON FINANCIAL, INC.2025-12-312026-08-2520,105$997,015None
Advisors Asset Management, Inc.2025-12-312026-08-226,439$319,310None
Rehmann Capital Advisory Group2026-06-302026-08-219,679$479,604None
Kingsview Wealth Management, LLC2026-06-302026-08-20232,306$11,510,763None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-205,503$272,657None
Beacon Pointe Advisors, LLC2026-06-302026-08-199,542$472,784None
Copia Wealth Management2026-06-302026-08-19188$9,315None
49 WEALTH MANAGEMENT, LLC2026-06-302026-08-1997,456$4,828,937None
WNY Asset Management, LLC2026-06-302026-08-185,320$263,606None
Corient Private Wealth LP2026-06-302026-08-1822,732$1,126,372None
Integrated Investment Consultants, LLC2026-06-302026-08-186,990$346,355None
Camarda Financial Advisors, LLC2026-06-302026-08-1827,591$1,367,112None
Transamerica Financial Advisors, LLC2026-06-302026-08-1851,303$2,542,084None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18423,725$20,989,010None
Equitable Holdings, Inc.2026-06-302026-08-18515,220$25,529,134None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-186,456$320,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-151,131$56,041None
HILLTOP WEALTH ADVISORS, LLC2026-06-302026-08-1510,078$499,365None
Tripletail Wealth Management, LLC2026-06-302026-08-1542,019$2,082,882None
AMERIFLEX GROUP, INC.2026-06-302026-08-15300$14,865None
Blueprint Financial Advisors LLC2026-06-302026-08-1528,226$1,398,581None
Modern Wealth Management, LLC2026-06-302026-08-1527,569$1,366,059None
Advisors Asset Management, Inc.2026-06-302026-08-1514,732$729,971None
Mutual Advisors, LLC2026-06-302026-08-1587,237$4,322,592None
PERSPECTIVE WEALTH ADVISORS LLC2026-06-302026-08-158,413$416,864None
Nemes Rush Group LLC2026-06-302026-08-15384$19,027None
COFG Advisors, LLC2026-06-302026-08-1583,742$4,149,395None
Navis Wealth Advisors, LLC2026-06-302026-08-15112,753$5,586,929None
Vertex Planning Partners, LLC2026-06-302026-08-15236,284$11,707,862None
Perennial Investment Advisors, LLC2026-06-302026-08-155,638$279,363None
KINTRA WEALTH, LLC2026-06-302026-08-1573,060$3,625,223None
Ameritas Advisory Services, LLC2026-06-302026-08-15769,363$38,121,913None
Vickerman Investment Advisors, Inc.2026-06-302026-08-15672,130$33,304,042None
NFSG Corp2026-06-302026-08-157,140$353,787None
WCG Wealth Advisors LLC2026-06-302026-08-1541,665$2,064,496None
Western Wealth Management, LLC2026-06-302026-08-1591,759$4,546,674None
SYON CAPITAL LLC2026-06-302026-08-1598,147$4,863,184None
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2026-06-302026-08-154,048,209$200,588,756None
Sixth Street Partners Management Company, L.P.2026-06-302026-08-154,048,209$200,588,756None
Foundations Investment Advisors, LLC2026-06-302026-08-159,476$469,531None
IFG Advisory, LLC2026-06-302026-08-15184,834$9,158,582None
Per Stirling Capital Management, LLC.2026-06-302026-08-157,902$391,544None
JT Stratford LLC2026-06-302026-08-1512,597$624,205None
OSAIC HOLDINGS, INC.2026-06-302026-08-15460$22,869None
OSAIC HOLDINGS, INC.2026-06-302026-08-15212,507$10,529,743None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗Advisors Asset Management, Inc. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Advisors Asset Management, Inc. ↗Rehmann Capital Advisory Group ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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